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16 Jan 2024, 1:19 pm by Kevin LaCroix
But this self-serving relationship between activist short-sellers and entrepreneurial plaintiff officers of the court is conflict-ridden and hinders the fact finder’s impartiality when a short report forms the basis for lead plaintiffs’ alleged violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act and U.S. [read post]
16 Jan 2024, 12:19 pm by Michael Lowe
§ 922(g), and (2) who are shown to have at least (a) three prior felony convictions for (b) a “violent felony” and/or a “serious drug offense. [read post]
16 Jan 2024, 11:33 am by Jacob Fishman
In this Article, we consider whether theft-based convictions are automatically admissible under Rule 609(a)(2), and how to calculate the passage of ten years for old convictions under Rule 609(b). [read post]
16 Jan 2024, 7:00 am by Patricia Klusmeyer
The DOL determined that while the statutory exemption under ERISA 408(b)(14) and (g) directly addresses computer-generated investment advice, many Financial Institutions may offer advice through both computer models and individual Financial Professionals and may prefer to have consistent policies and procedures across all recommendations. [read post]
13 Jan 2024, 11:17 am by Eric Goldman
(B) The criteria set forth in paragraphs (1) to (3), inclusive, subdivision (a) of Section 3273.66 are established with respect to that reported material. [read post]
13 Jan 2024, 9:03 am by Wiggam Law
Form 1045 (Application for Tentative Refund) – to apply for a refund related to a net operating loss, a general business credit, a 1256 contracts loss, or an adjustment under Section 1341(b)(1). [read post]
12 Jan 2024, 8:56 am by jeffreynewmanadmin
The SEC’s order concerning Morgan Stanley finds that the firm willfully violated Sections 10(b) and 15(g) of the Securities Exchange Act of 1934 and Rule 10b-5(b) thereunder, censures the firm, and orders it to pay approximately $138 million in disgorgement, approximately $28 million in prejudgment interest, and an $83 million civil penalty. [read post]
11 Jan 2024, 12:59 pm by Dennis Crouch
These Wands factors include: (A) the breadth of the claims; (B) the nature of the invention; (C) the state of the prior art; (D) the level of one of ordinary skill; (E) the level of predictability in the art; (F) the amount of direction provided by the inventor; (G) the existence of working examples; and (H) the quantity of experimentation needed to make or use the invention based on the content of the disclosure. [read post]
8 Jan 2024, 7:00 am by John Holtz
The Case In 2023, the COFC heard an appeal of the SBA’s determination that LS3, LLC, (LS3), a mentor-protégé joint venture comprised of LUKAYVA—the protégé and SDVOSB—and its mentor, Systems Application & Technologies, Inc. [read post]
3 Jan 2024, 3:30 am by Liz Dunshee
The rule will also import other federal securities law definitions, specifically including in amended Section 312.04, (i) a “group,” as determined under Section 13(d)(3) or Section 13(g)(3) of the Exchange Act; and (ii) “control” as defined in Rule 12b-2 of Reg 12B under the Exchange Act. [read post]