Search for: "BUSINESS FUNDING ASSOCIATES, LLC" Results 221 - 240 of 1,887
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7 Nov 2022, 3:34 am by Peter Mahler
While not strictly speaking involving a business divorce, I’m also throwing in for all you LLC mavens a third decision in an unusual case filed in the Eastern District of New York involving a constitutional claim against the New York Secretary of State after it declined to dissolve an LLC fraudulently filed under the plaintiff’s name. [read post]
3 Jun 2024, 12:08 pm by Eugene Volokh
Fearless Fund Mgmt., LLC, decided today by the Eleventh Circuit, in an opinion by Judge Kevin Newsom, joined by Judge Robert Luck: [We hold that] the Fearless Strivers Grant Contest, an entrepreneurship funding competition open only to businesses owned by black women, [likely] violates 42 U.S.C. [read post]
2 Apr 2024, 10:12 am by The White Law Group
  FINRA Rule 2150 prohibits any member or person associated with a member from making improper use of a customer’s securities or funds. [read post]
4 Nov 2008, 11:26 pm
I've seen all kinds of disputes between partners and business associates. [read post]
30 Aug 2023, 5:45 am by Jeff
The Significance of Opportunity Zone Funds Investors can defer capital gains taxes on any previous investments until 2026 by investing those gains into an Opportunity Fund. [read post]
12 Aug 2008, 2:59 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
5 May 2016, 12:33 pm by D. Daxton White
Compared to your typical stock or mutual fund that offer 1%-2% commission, the commission associated with LEAF was 10.5%. [read post]
2 Feb 2021, 2:38 pm by Renae Lloyd
  According to FINRA, from June 3, 2015, through July 31, 2017, a registered representative associated with Triad engaged in short-term, unsuitable purchases and sales and switching of A share mutual funds in 10 customer accounts, resulting in customer losses in nine of the accounts of $43,998.48. [read post]
16 May 2011, 6:24 pm by Tomassi Law Associates
Tomassi Law Associates, LLC – Learn More at www.attorneyri.com article sourceInnovative content material and Free Automated Blog Content supplied using www.BlogDominator.com Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
13 May 2017, 8:36 am by Adam Weinstein
Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Michael Babyak (Babyak), formerly associated with brokerage firms LPL Financial LLC (LPL) and Leigh Baldwin & Co., LLC (Leigh Baldwin). [read post]
2 Jun 2021, 9:44 am by zola.support.team
At Business Law Firm, LLC, we understand the risks associated with growing your business, and our primary goal is to help you minimize these risks. [read post]
16 Sep 2022, 2:10 pm by Chris Dreyer
Start-Up Budget A new firm should always include a start-up budget in its business plan and the sources of funding that support this budget. [read post]
20 Mar 2012, 11:48 am by William McGrath
Mazzola, the Commission sued Frank Mazzola and two of his firms, Felix Investments LLC, and Facie Libre Management Associates LLC, for making false statements to investors. [read post]
23 May 2014, 5:00 am by J Robert Brown Jr.
As the managing member of JDS Capital Management, LLC, the ultimate parent of Dimensional Associates, Joseph D. [read post]
4 Apr 2013, 6:48 pm by nedaj
The International Swaps and Derivatives Association’s Dodd-Frank Documentation Initiative aims to facilitate compliance with the Dodd-Frank Act. [read post]