Search for: "Bruce Kelly" Results 221 - 240 of 297
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6 Mar 2010, 8:36 am by David
Bruce Wagman There’s so many issues that come up with dogs that I am still thinking about them. [read post]
4 Mar 2010, 3:17 pm by admin
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
2 Mar 2010, 7:35 am by Page Perry LLC
As a result of these "hardball" defense tactics, Morgan Keegan's legal costs have doubled and are consuming a significant chunk of the firm's revenue as a result of investigations by securities regulators and legal actions by aggrieved investors, according to an Feb. 25 article in InvestmentNews by Bruce Kelly. [read post]
1 Mar 2010, 8:33 am by Kevin Priestner
Browning How Social Media Is Changing the Law by Kendall Kelly Hayden Ethically Navigating the Social Media Landscape by Debra Bruce Internet Defamation by Alyssa J. [read post]
25 Feb 2010, 10:57 am by admin
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
5 Feb 2010, 5:00 am by Doug Cornelius
CFTC: Billy Ray and Winthrop Were Not Insider Traders by Bruce Carton in Compliance Week’s Enforcement Action. [read post]
29 Jan 2010, 10:08 am by Steve Hall
The new crime comes with a mandatory life without parole sentence.The committee tabled the first bill and moved forward Senate Bill 375.Voting yes were Republican senators Dwayne Umbarger, Thayer; John Vratil, Leawood; Mary Pilcher Cook, Shawnee; Les Donovan, Wichita; Chairman Tim Owens, Overland Park, and Democratic senators Laura Kelly, Topeka and David Haley, Kansas City, Kan.Voting no were Republican senators Jean Schodorf, Wichita; Derek Schmidt, Independence; Julia Lynn, Olathe and… [read post]
7 Jan 2010, 11:46 am by Page Perry LLC
Described as “a rarity” by Investment News’ Bruce Kelly in a January 4th article, the award also included pre-and post-judgment interest, attorneys’ fees of $233,944, and costs, including expert witness fees, in excess of $82,000. [read post]
2 Dec 2009, 7:49 am by Page Perry LLC
Large brokerage firms like Merrill Lynch and Morgan Stanley Smith Barney are offering some of the highest recruitment bonuses ever offered – up to 330% of their previous year's fees and commissions – to entice reps who rank among the top fifth of their firms' producers to come to work for them, reported Bruce Kelly in his November 15 InvestmentNews article, “Warring wirehouses add fuel to hiring fire. [read post]
9 Nov 2009, 10:27 am
I thank Attorney Bruce Zero of the Scranton, PA law firm of Powell Law for bringing this case to my attention. [read post]
5 Nov 2009, 6:18 am
Illiquid, unregulated private placement investment offerings are worrying state regulators, who are charged with protecting the investing public from investment scams, according to a recent article in InvestmentNews by Bruce Kelly. [read post]
20 Oct 2009, 8:05 am
The threatened SEC enforcement action against The Charles Schwab Corp. relating to sales of its YieldPlus Fund increases the likelihood that Schwab will need to settle a class action and FINRA arbitrations involving the YieldPlus Fund, according to industry analysts, as reported by Bruce Kelly on October 18 in InvestmentNews. [read post]
16 Sep 2009, 1:47 pm
(Cherry Valley, MA; Bruce Vartanian, President) All In Sales, Inc. [read post]
10 Sep 2009, 11:23 am
Please visit this page today at 2:30 pm to join me, Bruce Carton of Securities Docket, Compliance Week editor Matt Kelly, and others as we follow the hearing – and bring your questions! [read post]
4 Sep 2009, 6:18 pm
Changing the name Sue to a predominantly male name such as Cameron tripled the odds of becoming a judge, and changing it to Bruce increased the odds by a factor of five. [read post]
3 Sep 2009, 6:22 am
James, Judge.Representing Appellant State: Bruce A. [read post]