Search for: "CAPITAL ONE FINANCIAL CORP."
Results 221 - 240
of 1,406
Sort by Relevance
|
Sort by Date
25 Oct 2021, 1:20 pm
.: The House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets will hold a hearing examining risks to investors and the U.S. posed by foreign issuers in U.S. markets. [read post]
25 Oct 2021, 7:20 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Johnny Guan (Guan), currently employed by Aegis Capital Corp. [read post]
21 Oct 2021, 6:35 am
Nelson, J.D.The SEC publishd a long-awaited report on the events of late January 2021 in which several “meme” stocks, like GameStop Corp, experienced significant volatility over a several-days-long period. [read post]
19 Oct 2021, 7:41 am
Szempruch’s previous employers include: Global Arena Capital Corp (CRD#:16871) of New York, NY, and expelled by FINRA on 1/4/2016 Prestige Financial Center, Inc. [read post]
15 Oct 2021, 4:00 am
The departures are largely prompted by financial disputes. [read post]
11 Oct 2021, 11:10 am
Marine Corps; Jeremy Butler, chief executive officer of Iraq and Afghanistan Veterans of America; Dr. [read post]
FINRA Bars John Edgar Simmons, Jr. After Allegations Of Engaging In A Private Securities Transaction
7 Oct 2021, 12:31 pm
He was previously employed with Investors Capital Corp. [read post]
4 Oct 2021, 12:56 pm
Army Corps of Engineers: Gen. [read post]
1 Oct 2021, 8:52 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
1 Oct 2021, 8:47 am
One exception is Epic, maker of the popular game Fortnite, which defied Apple by putting third-party payment options in its game. [read post]
1 Oct 2021, 8:47 am
One exception is Epic, maker of the popular game Fortnite, which defied Apple by putting third-party payment options in its game. [read post]
1 Oct 2021, 4:00 am
Supreme Court will begin one of the most potentially divisive terms in years. [read post]
28 Sep 2021, 10:06 am
Background Norvus Capital Corp. was a special purpose acquisition company (SPAC). [read post]
28 Sep 2021, 7:35 am
” In 2017, Obama blocked Chinese firm Canyon Bridge Capital Partners Inc. from acquiring Lattice Semiconductor Corp., a U.S. company that sold semiconductors to the U.S. military, due to threats posed by China to the semiconductor supply chains. [read post]
26 Sep 2021, 7:46 am
Hamamoto, CEO and Chairman of DIamondHead Holdings Corp.; and Stephen Girsky, managing partner at VectoIQ LLC. [read post]
22 Sep 2021, 9:27 am
., the mother’s boyfriend with whom she and her children lived for nine years (from the time the child was two to three months old), “co-parented” all of the children by contributing financially to their care and feeding, bathing and playing with them. [read post]
13 Sep 2021, 12:39 pm
(CRD#:16361), DALLAS, TX 08/22/2006 – 08/06/2007, 1ST GLOBAL CAPITAL CORP. [read post]
8 Sep 2021, 8:52 am
The Federal Trade Commission announced that Richard Fairbank, CEO of Capital One Financial Corp., will pay a $637,950 civil penalty to settle charges that his acquisition of Capital One Financial stock violated the Hart-Scott-Rodino Act. [read post]
6 Sep 2021, 8:07 am
: One of the most important recent developments in the financial markets has been the surge in the number of SPAC IPOs. [read post]
18 Aug 2021, 12:01 pm
The sponsor is owned by three funds affiliated with Pershing Square Capital Management, L.P, Ackman’s investment company. [read post]
