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3 Aug 2018, 3:00 am
” As the News Roundup has noted, the incident giving rise to the potential settlement involved former officer Christopher Hickman violently detaining Johnnie Rush. [read post]
24 Jul 2018, 11:10 am
Christopher Logan told reporters in May. [read post]
9 Jul 2018, 12:46 pm
Morgan Stanley DW Inc Cynthia Mae Moore The Huntington Investment Company Felipe De Jesus U Munive Allstate Financial Services, LLC Gordon Beecher Nitka MML Investors Services, LLC MassMutual Life Insurance Company Daniel Ochoa Farmers Financial Solutions, LLC Joshua Alexander Stephens-Anselm JP Morgan Securities LLC Capital One Bank NA John Bradford Stoddard Fidelity… [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency… [read post]
29 Jun 2018, 7:44 am
Current economic sanctions prohibit EU persons and businesses from doing business with Russia’s banking, financial and energy sectors for six more months. [read post]
20 Jun 2018, 6:30 am
Dodd-Frank is less clear about financial end users like pension funds and insurance companies, but gives the CFTC discretion in how to handle these entities. [read post]
18 Jun 2018, 10:55 am
FBI director Christopher Wray and Justice Department Inspector General Michael Horowitz will testify before the Senate Judiciary Committee on Monday afternoon, NPR reports. [read post]
18 Jun 2018, 2:25 am
Christopher Danwerth, LL.M is research assistant at the Institute for Company and Capital Market Law, University of Muenster. [read post]
6 Jun 2018, 7:55 am
Christopher Giancarlo, and as attended by Commissioners Brian Quintenz and Rostin Behnam, revealed fissures and discord among Commission members. [read post]
4 Jun 2018, 6:26 am
IDS Life Insurance Company Christopher Lee Hibbard Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, NA Shawn I Houslin Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, NA Michael Dennis Jackson Securities America, Inc Brecek & Young Advisors, Inc. [read post]
1 Jun 2018, 6:07 am
Hayashi (University of Virginia Law School), on Sunday, May 27, 2018 Tags: Bank taxes, Banks, Corporate debt, Financial crisis, Financial institutions, Financial regulation, Internal Revenue Code, IRS, Mergers & acquisitions, Taxation Labor Representation in Governance as an Insurance Mechanism Posted by E. [read post]
30 May 2018, 11:24 am
But hard-line advisor Peter Navarro and Trade Representative Robert Lighthizer have argued that more structural changes are needed to protect American companies and their intellectual property. [read post]
21 May 2018, 12:04 am
Questions concerning issues addressed in this memorandum should be directed to: Christopher Boehning +1-212-373-3061 cboehning@paulweiss.com David Brown +1-212-373-3504 dbrown@paulweiss.com Susanna M. [read post]
27 Apr 2018, 6:03 am
Swap dealer capital. 80 percent of swap dealers are either banks or bank holding companies, so capital rules for banks strongly affect swap dealers. [read post]
23 Apr 2018, 11:51 am
In February, the Senate Banking Committee heard testimony from the chairman of the Commodity Futures Trading Commission (CFTC), Christopher Giancarlo, and the chairman of the Securities and Exchange Commission (SEC), Jay Clayton. [read post]
18 Apr 2018, 4:00 am
But in recent testimony to the Senate Armed Services Committee, Christopher Chivvis demonstrated how Russian hybrid warfare tactics are now far greater. [read post]
4 Apr 2018, 11:28 am
Christopher Giancarlo offered testimony to the Senate Banking committee concerning virtual currencies. [read post]
20 Feb 2018, 10:11 am
Christopher Fuller detailed the origins of U.S. drone policy and how American counterterrorism efforts came to rely on drones. [read post]
12 Feb 2018, 3:02 pm
” Senator Warren: “As of today, how many companies have registered for upcoming ICOs? [read post]
8 Feb 2018, 12:46 pm
Witnesses included SEC Chairman Jay Clayton and CFTC Chairman Christopher Giancarlo. [read post]
