Search for: "Citigroup Global Markets,Inc."
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6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
19 Jan 2021, 8:16 am
Hanaur & Company, Smith Barney Inc., Citigroup Global Markets Inc., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
1 Mar 2010, 7:11 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://duncanbucknell.com/subscribe/ Highlights this week included: Chairman Leahy announces ‘tentative agreement in principle’ on Patent Reform Bill (Patent Docs) (IP Watch) (Patently-O) (IAM) CAFC reverses ITC finding of non-infringement of design patent: Crocs, Inc v ITC (Inventive Step) (ITC Law Blog) (Class 99) (IP Frontline) Global Global… [read post]
1 Mar 2010, 7:11 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://duncanbucknell.com/subscribe/ Highlights this week included: Chairman Leahy announces ‘tentative agreement in principle’ on Patent Reform Bill (Patent Docs) (IP Watch) (Patently-O) (IAM) CAFC reverses ITC finding of non-infringement of design patent: Crocs, Inc v ITC (Inventive Step) (ITC Law Blog) (Class 99) (IP Frontline) Global Global… [read post]
10 Mar 2014, 10:55 am
Roberts within 30 days after service of the award, Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC are jointly and severally liable for and shall pay the outstanding sum to Claimants and Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC shall be subrogated to Claimants’ rights to the extent of payment. [read post]
15 Jan 2014, 12:11 am
It is a global and decentralized market. [read post]
10 Feb 2011, 11:56 am
Fuld Jr., ex-Lehman Chief Financial Officers Erin Callan and Christopher O'Meara, 9 Lehman directors, and 33 others firms, including Wells Fargo Securities, Citigroup Global Markets Inc., and Mellon Financial Markets. [read post]
16 May 2008, 7:21 am
Updated: Just to clear up one possible confusion that may be afflicting some corporate readers or traders: This afternoon the Court wasis scheduled to hear oral arguments in the case In re Citigroup Global Markets, Inc., No. 08-0289, which is the pending Clear Channel merger litigation. [read post]
24 Apr 2013, 9:38 am
Citigroup Global Markets, Inc., 11-cv-5227 (2d Cir.). [read post]
6 Nov 2008, 6:31 am
Tomorrow, I will discuss the effect of the Protocol agreement in court litigation.The major players, Citigroup Global Markets, Inc. [read post]
22 Jan 2007, 12:32 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil Practice Stakeholder Denied Interpleader Complaint's Dismissal or Abstention Favoring New Jersey Action Citigroup Global Markets Inc. v. [read post]
15 Dec 2020, 9:45 am
The tip related to the “fraudulent marketing and selling of a proprietary foreign currency trading program” by Morgan Stanley and its affiliate broker-dealer Citigroup Global Markets, Inc. [read post]
28 Aug 2018, 11:20 am
M & T Securities, Inc Vincent Canzoneri Sigma Financial Corporation Ameriprise Financial Services, Inc Barry Connell Morgan Stanley UBS Financial Services Inc Charles Cox Wells Fargo Advisors, LLC Chase investment Services Corp Shane Dawkins Westpark Capital Joseph Stone Capital LLC Mark Flanagan Citigroup Global Markets Inc… [read post]
4 Apr 2018, 7:33 am
Lampe Morgan Stanley Citigroup Global Markets Inc. [read post]
10 Apr 2012, 2:19 pm
In other stockbroker fraud news, Citigroup Inc. [read post]
8 May 2020, 9:25 am
Avelino Cortina III AC3 Capital, LLC Wells Fargo Advisors,LLC William Despard Morgan Stanley Citigroup Global Markets Inc. [read post]
1 Nov 2019, 5:49 am
Cohen Has Worked with Citigroup Global Markets in New York State Since February of 2019; Cohen Has 36 Years in the Securities Industry with 11 Firms David N. [read post]
1 Nov 2019, 5:49 am
Cohen Has Worked with Citigroup Global Markets in New York State Since February of 2019; Cohen Has 36 Years in the Securities Industry with 11 Firms David N. [read post]
31 Mar 2023, 6:18 am
As of February 2019, the defendants were participants in five VPFCs with Citibank under which nearly 29.5 million Knight-Swift shares were pledged.In August 2019, the defendants asked Citigroup Global Markets Inc. [read post]
15 Jan 2014, 2:22 pm
., Inc. and Century Securities Associates Inc. [read post]