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29 Sep 2020, 6:43 am by Geoff Schweller
” “Today’s award marks a milestone for the whistleblower program,” added SEC Chairman Jay Clayton. [read post]
28 Sep 2020, 9:01 pm by Marci A. Hamilton
There should be no RFRA carve-out of Title VII, and in particular it should not be available to for-profit corporations. [read post]
28 Sep 2020, 3:15 pm by John Jascob
Higgins suggested that attorneys send the Clayton letter to their clients.Virtual annual meetings. [read post]
25 Sep 2020, 1:14 pm by Geoff Schweller
Kohn met with SEC Chairman Clayton and Commissioners Lee, Jackson, Crenshaw, and Perice advocating on behalf of whistleblowers. [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Thursday, September 24, 2020 Tags: Boards of Directors, ESG, Institutional Investors, Ownership, Proxy voting, Rule 14a-8, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chairman Clayton on Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Posted by Jay Clayton, U.S. [read post]
24 Sep 2020, 8:33 am by John Jascob
Clayton cited the adopting release which states that of the 65 million direct and indirect investors in companies subject to the proxy rules in 2018, only 170 shareholder-proponents submitted proposals that appeared in proxy statements. [read post]
10 Sep 2020, 11:29 am by Michael Madison
  We might call this Christensen change, because the idea of disruption has gotten closely aligned with the work of the late HBS professor Clayton Christensen. [read post]
28 Aug 2020, 6:11 am
Securities and Exchange Commission, on Thursday, August 27, 2020 Tags: Accredited investors, Capital formation, Capital markets, Information environment, Investor protection, SEC, Securities regulation Statement by Chairman Clayton on Modernization of the Accredited Investor Definition Posted by Jay Clayton, U.S. [read post]
27 Aug 2020, 8:16 am by Geoff Schweller
  Kohn explains that, despite the Digital ruling, the SEC does have the legal authority to protect internal corporate whistleblowers from retaliation, and he argues for the necessity of these protections. [read post]
26 Aug 2020, 6:00 am by Michael Madison
This is the second part of a promised three-part response to Mark Cohen’s recent Forbes.com essay (“Post-Pandemic Legal Education”) about what confronts legal education today and what awaits it in the future. [read post]
20 Aug 2020, 9:05 pm by Max Masuda-Farkas
Clayton County that sex discrimination includes discrimination based on sexual orientation and gender identity. [read post]
14 Aug 2020, 3:02 am by Liz Dunshee
Now, in light of the Administration’s report, SEC Chair Jay Clayton and five other senior SEC officials, including Corp Fin Director Bill Hinman, have issued a statement to say that the SEC will prepare proposals in response to the report’s recommendations. [read post]
10 Aug 2020, 3:06 am by Liz Dunshee
Several members of Congress sent this letter to SEC Chair Jay Clayton to request an investigation into the Kodak transactions – as did Senator Elizabeth Warren (D-Mass.) in her own letter. [read post]
7 Aug 2020, 5:48 am
Securities and Exchange Commission, on Thursday, August 6, 2020 Tags: Disclosure, Investor protection, Mutual funds, SEC, SEC rulemaking, Securities regulation, sset management ESG Shareholder Engagement and Downside Risk Posted by Andreas Hoepner (University College Dublin), on Thursday, August 6, 2020 Tags: Climate change, Engagement, ESG, Institutional Investors, Long-Term value, Risk oversight, Shareholder… [read post]
4 Aug 2020, 4:24 pm by John Jascob
The letter also takes aim at recent remarks made by Commissioner Elad Roisman, who had been tasked by Chairman Jay Clayton with heading up the Commission’s proxy process reform efforts. [read post]