Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
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3 May 2023, 9:03 pm
Lack of coordination with the other Form PF rulemaking.A second rulemaking that we are conducting jointly with the Commodity Futures Trading Commission, if adopted, will also amend Form PF. [read post]
6 Apr 2018, 6:08 am
Commodity Futures Trading Commission, on Thursday, April 5, 2018 Tags: Bitcoin, Blockchain, CFTC, Contracts, Cryptocurrency, Derivatives, Financial regulation, Futures, Incentives, Innovation, Investor protection, Jurisdiction, Oversight, Securities regulation Texas Gulf Sulphur and the Genesis of Corporate Liability Under Rule 10b-5 Posted by A.C. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
23 May 2010, 8:31 pm
The act also requires hedge fund managers to provide the SEC with certain information about their trading program and investment positions (see Section 404). **** TITLE IV—REGULATION OF ADVISERS TO HEDGE FUNDS AND OTHERS SEC. 401. [read post]
3 May 2022, 9:00 pm
In light of this week’s leak of Samuel Alito’s draft opinion by which the Supreme Court will soon overrule Roe v. [read post]
2 Jan 2010, 7:46 am
NUMBER 2: Murdoch and Newspaper Industry v Internet The year that the US newspaper industry lost more than 40,000 jobs also saw business tycoon Rupert Murdoch commence a battle against companies such as Google for "stealing" content from his news publication websites, like the Times and the Wall Street Journal (see Murdoch's Federal Trade Commission speech here). [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
17 Dec 2018, 8:18 am
” The Commodity Futures Trading Commission (“CFTC”) views cryptocurrencies and derivative contracts based on them as commodities in certain circumstances, and the CFTC has brought enforcement actions as well. [read post]
16 Jul 2019, 10:18 am
The proposals address the application of security-based swap transaction requirements to non-U.S. entities with U.S. personnel involved in “arranging, negotiating or executing the swaps,” and is intended to align the SEC’s regulatory regime with that of the Commodity Futures Trading Commission. [read post]
16 Sep 2014, 11:40 am
READ PARTS I-V (pp. 101-138 in SSRN version). [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
19 Apr 2024, 9:27 am
For more information on SEC v. [read post]
15 Dec 2017, 9:01 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calen [read post]
15 Dec 2017, 9:01 am
Commodity pool operators (“CPOs”) and commodity trading advisers (“CTAs”) currently relying on certain exemptions from registration with the CFTC are required to re-certify their eligibility within 60 days of the calen [read post]
11 Apr 2022, 9:01 pm
Recent SEC enforcement trends suggest renewed focus on insider trading, while share repurchases have also been subjected to increased media and political scrutiny and future legislation could have the effect of disincentivizing share repurchases by issuers. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
23 Feb 2024, 9:05 pm
In Murphy v. [read post]
15 Jun 2012, 11:30 am
., U.S. v. [read post]
18 Dec 2023, 2:48 pm
On October 2, 2023, the Commodity Futures Trading Commission (“CFTC”) proposed amendments to modernize Regulation 4.7, significantly increasing monetary thresholds and expanding disclosure requirements. [read post]
