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22 Mar 2021, 8:01 am by William Ford, Victoria Gallegos
Mike Nagata, senior vice president of CACI International Inc.; retired Lt. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Saturday, March 13, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability Limiting SPAC-Related Litigation Risk: Disclosure and Process Considerations Posted by Caroline Bullerjahn and Morgan Mordecai, Goodwin Procter LLP, on Sunday, March 14, 2021 Tags: Capital formation, Disclosure, Equity… [read post]
16 Mar 2021, 2:42 pm by Kevin Cloutier and Elizabeth Rowe
§§ 1551 and 1553 against former offers, directors, and shareholders of Nine West’s predecessor company, The Jones Group, Inc. [read post]
15 Mar 2021, 9:42 am by William Ford, Victoria Gallegos
The subcommittee will hear testimony from Joseph Kirschbaum, director of the Government Accountability Office; Bryan Clark, a senior fellow at the Hudson Institute; and William Conley, chief technology officer at Mercury Systems, Inc. [read post]
12 Feb 2021, 5:57 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 5, 2021 Tags: Disclosure, Form ADV, No-action letters, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Incentive Design Changes in Response to COVID-19: Russell 3000 Posted by Justin Beck and Felipe Rubio, Semler Brossy Consulting Group LLC, on Friday, February 5, 2021 … [read post]
28 Jan 2021, 6:09 pm by Francis Pileggi
Those duties depend on the context of the communication, and whether the communication is to an individual stockholder or to a group of stockholders. [read post]
27 Jan 2021, 11:22 am by anne
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
21 Jan 2021, 11:02 am by Cynthia Marcotte Stamer
This will include actions to control the COVID-19 pandemic, provide economic relief, tackle climate change, and advance racial equity and civil rights, as well as immediate actions to reform our immigration system and restore America’s standing in the world. [read post]
15 Jan 2021, 1:48 pm by luiza
Without further ado, here are the Top Ten SEC and CFTC recoveries of 2020 in cases other than FCPA enforcement, with links to more information about each of the cases: Telegram – In June 2020, the SEC netted the biggest recovery of the year in a settlement with cryptocurrency giant Telegram Group Inc. and its subsidiary TON Issuer Inc., resulting in the return of more than $1.2 billion to investors and a $18.5 million civil penalty. [read post]
12 Jan 2021, 2:19 pm by Kevin LaCroix
., indicated that the “scope of “event-driven” litigation could expand rapidly,” which it has, and led to successful recoveries for public equity investors in BP (2017), Petrobras (2018), Signet Jewelers (2019), and Equifax (2020), among others.[1]  As 2021 kicks-off, and investors frolic on the peaks of public equity valuations, the sustained frequency of securities class actions since 2017 continues to layer on new long-tail claims on insurers’… [read post]
22 Dec 2020, 9:43 am by CFM Admin
December 16, 2020 Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful, sometimes chaotic, 2020, dominated by the emergence of the novel coronavirus (“COVID-19”). [read post]
15 Dec 2020, 4:47 am by Joy Waltemath
The EEOC has reached an agreement with Performance Food Group, Inc., under which the food products distributor would pay $5 million to settle allegations that it violated Title VII by engaging in a pattern or practice of gender discrimination in its selection of “operative” positions in its warehouses, according to a proposed consent decree filed with a Maryland federal court. [read post]
10 Dec 2020, 7:44 am by Rebecca Tushnet
International Code Council, Inc. v. [read post]
27 Nov 2020, 5:58 am
Adler, Jessica Forbes, and Stacey Song, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, November 25, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Institutional Investors, Registration exemptions, Regulation D, Regulation S, Safe harbor, SEC, SEC rulemaking, Securities regulation EQT: Private Equity with a Purpose Posted by Robert Eccles (University of Oxford), Therese Lennehag… [read post]
26 Nov 2020, 1:18 am by Josh Blackman
Justice Sotomayor described that test in her dissent: South Bay and Calvary Chapel provided a clear and workable rule to state officials seeking to control the spread of COVID–19: They may restrict attendance at houses of worship so long as comparable secular institutions face restrictions that are at least equally as strict. [read post]