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21 Feb 2018, 5:01 pm
Supreme Court Adopts Narrow View of Who Can Rely on Dodd-Frank Act’s Anti-Retaliation Protections appeared first on The D&O Diary. [read post]
4 Sep 2012, 4:15 pm
Chris Dodd (D-CT) campaigning in Iowa in 2007. [read post]
14 Jul 2011, 4:31 am
The Angel Capital Association (ACA) has weighed in on the SEC's proposed rules to implement a "bad actor" disqualification to Rule 506 of Regulation D, as contemplated by the Dodd-Frank Act. [read post]
28 Jul 2010, 5:21 am
., and my summaries of summaries of the Dodd-Frank bill took too long, here I’ll give the big overview of the bill as it may affect smaller public companies. [read post]
31 Mar 2011, 9:12 am
I’d been writing articles about the financial crisis, focusing especially on the role that bankruptcy might play and on the regulation of the derivatives industry. [read post]
22 Mar 2010, 3:00 pm
It still seems like an invasion from outer space, but Senator Dodd's financial regulatory reform bill yet contains provisions designed to shut down startup financing in this country.As I post this, the Senate Banking Commitee is meeting to consider it. [read post]
19 Mar 2009, 10:30 am
Chris Dodd (D-Conn.), $103,100;then-Senator, now President Barack Obama(D-Ill.), $101,332; then-Senator, now Vice President Joe Biden (D-Del.), $19,975; Sen. [read post]
25 Feb 2010, 1:16 pm
A measure proposed this week by Senators Christoper Dodd (D-CT) and Tom Udall (D-MN)... [read post]
25 May 2007, 9:57 am
See this press release, which begins: "Senators Dianne Feinstein (D-CA) and Christopher Dodd (D-CT) have introduced legislation to help ensure the accuracy of vote counts in federal elections and institute important new reforms in the administration of elections. [read post]
27 Feb 2008, 2:04 pm
Senators Chris Dodd (D-CT) and Edward Kennedy (D-MA) recently expressed their concern that the proposed changes would discourage employees from exercising their right to take family and medical leave. [read post]
21 Jul 2010, 10:37 am
See related Market Watch report: Obama signs sweeping bank-reform bill into law, By Ronald D. [read post]
8 Jul 2010, 12:00 pm
Section 619 of Dodd-Frank Act, the Volcker Rule, prohibits firms from investing in traditional private equity funds and hedge funds. [read post]
24 Jan 2018, 8:41 am
The court opined, “An executive who advises board members to disclose a fact that the board already knows about has not ‘provide[d] information’ about fraud. [read post]
27 Sep 2016, 10:57 am
I'd take some issue with Braunstein describing the 2011 Dodd-Frank act and the HOEPA rules as similar, but reasonable minds could differ on this. [read post]
16 Jun 2013, 11:26 am
Legislative history indicates that Dodd-Frank intended to exempt end-users from margin requirements. [read post]
6 Apr 2012, 10:22 am
H.R. 2682 is also consistent with a colloquy between Representatives Barney Frank (D-MA) and them House Ag Chair Colin Peterson, as well as a letter from Senators Blanche Lincoln (D-AK) and Senator Christopher Dodd (D-CT), which noted that the reform legislation provided the regulators with sufficient authority to exempt end users from margin requirements. [read post]
10 Dec 2007, 6:26 pm
While the rest of the news media focus on their visits and endorsements from celebrities, senator Chris Dodd, D-Conn. was at Google's headquarters throwing down the gauntlet to its employees. [read post]
24 Mar 2010, 5:51 am
Senate Banking Committee Amendments to Dodd's Bill: Two Big Governance Changes Following up on my blog yesterday about the Dodd bill passing the Senate Banking Committee, I forgot to mention that there were two corporate governance amendments that made it into the 114-page Manager's Amendment on the Dodd bill, both offered by Sen. [read post]
20 Jul 2011, 8:30 am
If you took the greed out of Wall Street all you’d have left is pavement. [read post]
2 Aug 2012, 8:17 am
The legislation was introduced by Senators John Tester (D-Mont), Mike Johanns (R-NE), Mike Crapo (R-ID), Herb Kohl (D-WI), Pat Toomey (R-PA), and Kay Hagan (D-NC). [read post]
