Search for: "DIVISION OF RISK MANAGEMENT"
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18 Nov 2021, 6:03 am
Congratulations to the rulemaking team from the Division of Corporation Finance, as well as the staff within the Division of Economic and Risk Analysis and the Office of the General Counsel. [read post]
3 Nov 2011, 3:06 am
” David Steinhaus, medical director in Medtronic’s cardiac rhythm disease management division said, “‘We need to go back and decide how we can best’ address safety issues. [read post]
19 Nov 2013, 5:00 am
Last week, the SEC’s Division of Investment Management released a guidance update that focuses on funds that use a name that “suggests safety or protection from loss. [read post]
19 Nov 2013, 5:00 am
Last week, the SEC’s Division of Investment Management released a guidance update that focuses on funds that use a name that “suggests safety or protection from loss. [read post]
19 Mar 2014, 8:00 am
From this standpoint, any manager in any division of any company needs to be able to thoroughly understand how they communicate to others, how others perceive them, and how to help individuals communicate amongst themselves. [read post]
30 Sep 2021, 6:12 am
I want to offer my thanks to the staff of the Divisions of Investment Management and Economic and Risk Analysis and the Office of the General Counsel. [read post]
27 May 2022, 6:32 am
Chair, and thank you to the staff in the Divisions of Investment Management and Economic and Risk Analysis, and the Office of the General Counsel, and to others at the Commission who worked on this proposal. [read post]
27 May 2022, 6:32 am
Chair, and thank you to the staff in the Divisions of Investment Management and Economic and Risk Analysis, and the Office of the General Counsel, and to others at the Commission who worked on this proposal. [read post]
22 Feb 2019, 8:45 am
Aon Risk Services Southwest, a division of Aon plc, a leading global professional services firm providing a broad range of risk, retirement and health solutions, is currently under federal investigation by the Equal Employment Opportunity Commission (EEOC) and is facing a formal complaint filed by the National Labor Relations Board (NLRB). [read post]
25 Jan 2013, 6:00 am
If the division incurring the loss is a smaller division of a large company the cost can equal the amount of a significant percentage of their sales. [read post]
29 Jan 2018, 1:00 pm
See https://www.crowdfundinsider.com/2018/01/127324-sec-letter-dalia-blass-director-division-investment-management-expressing-concern-cryptocurrency-related-holdings/. [read post]
27 Jan 2022, 5:44 am
I want to begin by offering my thanks to the staff of the Divisions of Investment Management and Economic and Risk Analysis, and the Offices of the Chief Accountant and General Counsel. [read post]
26 May 2021, 3:00 pm
The revision to NIST SP 800-161 is designed to incorporate next generation cyber supply chain risk management (“C-SCRM”) controls, strategies, policies, plans, and risk assessments into broader enterprise risk management activities through the application of a multi-level approach. [read post]
11 Jan 2009, 8:54 am
A group of federal scientists is complaining to the Obama transition team of widespread managerial misconduct in a division of the FDA. [read post]
18 May 2023, 6:23 am
“The Division believes that it is essential that a covered clearing agency monitors its intraday exposure because it faces a risk that its exposure to its participants can change rapidly as a result of intraday changes in prices, positions, or both,” said Haoxiang Zhu, director of the SEC’s Division of Trading and Markets. [read post]
19 Dec 2014, 3:39 am
On December 18, 2014, Dennis Kuhns, the Division Director of the Risk Insurance Division of Federal Emergency Management Agency (“FEMA”) issued Write Your Own (“WYO”) Bulletin W-14062, entitled, “FEMA Announces Launch of the Interim Office of the Flood Insurance Advocate. [read post]
25 Mar 2014, 11:55 am
The national seminar, which was jointly sponsored by the Office of Compliance Inspections and Examinations and the Asset Management Unit of the Division of Enforcement, was held at the SEC headquarters in Washington, D.C. [read post]
7 Mar 2008, 7:07 am
The Securities and Exchange Commission's Division of Corporation Finance has denied a "no action" request by Pulte Homes to exclude a proposal on mortgage lending risks. [read post]
17 Dec 2018, 5:00 am
He said that the staff is seeing more disclosure on how boards oversee the management of cybersecurity risk. [read post]
21 May 2013, 5:00 am
The SEC’ Division of Investment Management issued new guidance to reminds firms to comply with conditions and representations in exemptive orders. [read post]
