Search for: "Daniel Dodd"
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22 Jun 2018, 6:01 am
Securities & Exchange Commission, on Tuesday, June 19, 2018 Tags: Accountability, Banks, Broker-dealers, Compliance & ethics, Corporate culture, Disclosure, Financial institutions, Financial regulation, Securities regulation Sandbagging in Delaware Posted by Daniel E. [read post]
28 Jun 2017, 11:08 am
Jeb Hensarling (R-TX), Chair of the HFSC and long a critic of the Dodd-Frank Act. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Hedging, Investor protection, Moral hazard, Private equity, Proprietary trading, Risk, Securities regulation, Systemic risk, Volcker Rule Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker… [read post]
24 Aug 2018, 6:06 am
Mathew and Daniel E. [read post]
4 Jun 2024, 9:30 am
Employees who have signed an illegal restrictive NDA can blow the whistle anonymously by filing a confidential and anonymous complaint with the SEC under the Dodd-Frank Act. [read post]
4 Jan 2014, 7:00 am
In this week’s Foreign Policy Essay, Daniel Byman posted C. [read post]
13 Aug 2021, 2:52 pm
The Dodd-Frank SEC whistleblower program was inspired by Harry Markopolos, the prototypical whistleblower outsider who warned the SEC’s Boston office of the Madoff scandal from his vantage point as an investment advisor, not a Madoff insider. [read post]
3 Jun 2016, 6:19 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Tuesday, May 31, 2016 Tags: Accountability, Bebchuk-Brav-Jiang study, Brokaw Act, Disclosure, Hedge funds, Lobbying, Long-Term value,Oversight, Proxy advisors, Reporting regulation, Schedule 13D, SEC, Shareholder activism, Shareholder proposals,Shareholder rights, Shareholder value, Short-termism, Transparency SEC, Financial Reporting, and Financial Fraud Posted by Rob Carangelo and Paul Ferrillo, Weil, Gotshal & Manges LLP, on Wednesday, June… [read post]
23 Nov 2011, 11:25 am
Moderator: Daniel Rohlf, Lewis and Clark Law School Al Manville, U.S. [read post]
28 Jun 2010, 10:39 am
I’m going to remember that as I slog through the 2000-page costly farce also known as the Dodd-Frank bill (about which I will have much more later). [read post]
30 Aug 2010, 11:55 am
Form ADV Part II Changes Approved by SEC[By: Daniel LeGaye |In: Securities Law]20. [read post]
14 May 2007, 2:25 am
. __ the Foreign Investment and National Security Act of 2007 (PDF 81.6 KB) Introduced by Senate Banking Chairman Chris Dodd and ranking member Richard Shelby on May 11, 2007 05/11/2007
GAO Report to Chair and Ranking Member, House Appropriations Subcommittee on Energy and Water Development, Reps. [read post]
3 Sep 2010, 12:21 pm
Larcker, Gaizka Ormazabal and Daniel J. [read post]
17 May 2011, 9:00 pm
The topic is intended to be broad, to encourage submissions that deal with the state and federal “corporate law” systems, questions about Dodd-Frank and its governance role, as well as international corporate and business topics. [read post]
17 Dec 2013, 9:42 am
Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
13 Mar 2008, 1:27 am
Max Baucus, Jon Tester, John Sununu and Daniel AkakaLetter Asks Chertoff to Scrap the REAL ID Deadline03/12/2008
Letters to Four Ministries From Senate Finance Chair Max Baucus and Ranking Member Chuck Grassley (PDF 59 KB) Letter Urges Cooperation With an Earlier Information Request from Grassley03/12/2008
Measuring Stability and Security in Iraq (PDF 563 KB)Department of Defense Report to Congress 03/12/2008
Privileged Resolution Regarding Roll Call Votes on the… [read post]
25 Feb 2014, 10:02 am
The presentations covered an array of topics, but common themes included the Commission’s ongoing effort to carry out the rulemaking agenda set forth in the Dodd-Frank Wall Street Reform and Consumer Protection Act, its role as an enforcement body post-financial crisis, its increasing utilization of technology, and its renewed focus on the conduct of gatekeepers. [read post]
30 Dec 2010, 6:56 am
Dodd-Frank re-writes federal banking law and creates a new Bureau of Consumer Financial Protection. [read post]
21 Sep 2018, 6:10 am
Daniel O’Connor, Daniel V. [read post]
29 Sep 2015, 10:01 pm
Dodd are representing Kilgore. [read post]
