Search for: "Dodd v. State"
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11 Feb 2019, 9:38 am
A couple of weeks ago, a three-judge panel of the United States Circuit Court (for the non-lawyers: the highest Federal courts except for the Supreme Court) decided the case of SEC v Scoville, which in effect held that the SEC has enforcement powers against alleged securities frauds which are primarily extra-territorial. [read post]
11 Feb 2019, 9:38 am
A couple of weeks ago, a three-judge panel of the United States Circuit Court (for the non-lawyers: the highest Federal courts except for the Supreme Court) decided the case of SEC v Scoville, which in effect held that the SEC has enforcement powers against alleged securities frauds which are primarily extra-territorial. [read post]
8 Feb 2019, 6:04 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Thursday, February 7, 2019 Tags: Accounting, Accounting standards, Board oversight, Boards of Directors, Compliance and disclosure interpretation, Financial reporting, GAAP, SEC, SEC enforcement, Securities enforcement, Securities regulation Amicus Brief of Law and Finance Professors in Verition Partners v. [read post]
1 Feb 2019, 10:51 am
“Head-of-state-owned enterprise” immunity. [read post]
1 Feb 2019, 7:19 am
Digital Realty Trust, the Supreme Court held 9-0 that the Dodd-Frank anti-retaliation provision applies only to whistleblowers who report their concerns to the SEC, not to those who only file internal reports.In Lucia v. [read post]
1 Feb 2019, 6:05 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Wednesday, January 30, 2019 Tags: Antitrust, CFIUS, Cross-border transactions, Disclosure, Distressed companies, International governance, Merger litigation, Mergers & acquisitions, SEC, Securities regulation, Taxation Corporations are People Too (And They Should Act Like It) Posted by Kent Greenfield (Boston College), on Wednesday, January 30, 2019 … [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
17 Jan 2019, 12:15 pm
On January 9, a Ninth Circuit panel heard oral argument in CFPB v. [read post]
17 Jan 2019, 7:10 am
Digital Realty Trust, Inc. v. [read post]
15 Jan 2019, 8:18 am
Whether Humphrey’s Ex’r v. [read post]
4 Jan 2019, 3:33 am
The fact that the SEC took this action should have been no surprise because Section 955 of Dodd-Frank required the SEC to do so. [read post]
18 Dec 2018, 7:14 am
State National Bank of Big Spring v. [read post]
4 Dec 2018, 7:00 am
Wilson, November 30, 2018, Sullivan, R.).Noting that the case involved the CFTC’s pre-Dodd Frank legal authority, CFTC Chairman J. [read post]
25 Nov 2018, 9:01 pm
The second legal source that protects whistleblowers is the Dodd-Frank Act. [read post]
20 Nov 2018, 2:28 pm
Supreme Court’s February 2018 decision in Digital Realty Trust, Inc. v. [read post]
30 Oct 2018, 2:30 pm
The recent district court opinion in CFTC V. [read post]
19 Oct 2018, 6:08 am
Posted by Cydney Posner, Cooley LLP, on Friday, October 12, 2018 Tags: Boards of Directors, Director nominations, Proxy contests, Proxy voting, SEC, Securities regulation, Shareholder voting, Universal proxy ballots SEC Sanctions Investment Firm for Inadequate Cybersecurity and Identity Theft Prevention Policies Posted by Sabastian V. [read post]
11 Oct 2018, 2:45 pm
The recent district court opinion in CFTC V. [read post]
24 Sep 2018, 2:24 am
Burris, Plaintiff, v. [read post]
21 Sep 2018, 6:10 am
Daniel O’Connor, Daniel V. [read post]
