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15 Jan 2014, 5:58 am
We have decades of experience in securities litigation matters, including the defense of enforcement actions and insider trading trials. [read post]
8 Aug 2011, 4:59 pm
-Panama Free Trade Agreement, Hochberg noted, "Ex-Im Bank supports Panamanian companies as productive partners with U.S. exporters for the mutual benefit of our countries. [read post]
29 Sep 2021, 2:40 pm
The Securities and Exchange Commission today charged Jose Luis Casero Sanchez, a Spanish national and former Senior Compliance Analyst who worked in the Warsaw, Poland office of an international investment bank, with insider trading in advance of at…Read the Full Press ReleaseHave a securities law question? [read post]
30 Jun 2016, 5:03 am
Following up on the last post, this is from a recent report by Canada's Standing Senate Committee on Banking, Trade and Commerce, seeking to have the Canadian Supreme Court clarify the free trade provisions of the Canadian Constitution: A. [read post]
7 Apr 2017, 9:28 am
The Commission has now adopted a Delegated Regulation supplementing MiFIR as regards the exemption of certain third countries’ central banks in their performance of monetary, foreign exchange and financial stability policies from pre- and post-trade transparency requirements. [read post]
26 May 2009, 1:57 pm
Two Texas men defrauded investors of some $19.5 million by faking bank records to show that their business, Global One, achieved annual returns of more than 23 percent in foreign exchange trading, the Securities and Exchange Commission said Tuesday. [read post]
11 Feb 2015, 7:32 am
The banks, including UBS AG, Royal Bank of Scotland plc (RBS), JPMorgan & Chase Co, and Credit Suisse Group AG previously agreed to settlements with various regulators to resolve charges of manipulation and restraint of trade. [read post]
12 Jan 2024, 11:58 am
Instead, the bank and Passi allegedly leaked the information to gain an advantage in positioning themselves ahead of the trades. [read post]
3 Feb 2010, 9:14 am
Breaking up big banks--not just protecting deposit banks--is probably a step that needs to be taken. [read post]
13 Jun 2022, 7:26 am
Similar to the other industry trade groups, the BPI letter noted that the CFPB was not granted by Congress a right to review or comment on bank mergers. [read post]
17 Dec 2010, 7:45 am
Is a trade name the same as a trade mark? [read post]
1 Nov 2011, 11:08 am
Indeed, imposing transparency requirements on the ECB will not achieve greater transparency for the swap market, said the central bank, because the ECB’s trades are not ordinary commercial trades that are comparable with other transactions. [read post]
9 Apr 2009, 8:13 am
Shares in the bank traded up nearly 23 percent on Thursday morning, after drifting down from even higher levels after the premarket announcement. [read post]
2 Apr 2007, 12:31 pm
Russia’s Economic Development and Trade Minister, German Gref, [...] [read post]
10 Jul 2007, 5:06 am
NYSE Euronext is looking into trading of ABN Amro securities that took place around the time of the bank’s March announcement of discussions of a sale to Barclays PLC, Reuters reported Tuesday citing an article in The Wall Street Journal. [read post]
28 Jun 2017, 9:29 am
Auction houses and art/antique dealers in other EU […] The post The Regulation of the Art Trade for Anti-Money Laundering in the EU appeared first on Art@Law. [read post]
20 Jun 2011, 7:39 am
Securities and banking associations have asked the banking agencies to extend the comment period for their proposed rulemaking on the capital and margin requirements for covered swap entities so that the comment period coincides with the anticipated SEC rules on capital and margin. [read post]
4 May 2012, 7:35 am
Basel Committee Proposes Trading Book ChangesThe Basel Committee on Banking Supervision on Thursday proposed new ways to calculate trading risks, the next stage in their ongoing effort to keep banks stable in stormy markets. [read post]
21 Aug 2007, 2:14 pm
As everyone knows by now, the midsummer dissolution of the debt markets froze buyout activity, as banks were left holding billions of [...] [read post]
21 Feb 2008, 4:23 am
Kerviel had accomplices in the unauthorized trading, [...] [read post]
