Search for: "E*TRADE FINANCIAL CORPORATION" Results 221 - 240 of 1,889
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16 Aug 2022, 9:05 pm by Aharon Mohliver
A., Lie, E. 2009 “What Fraction of Stock Option Grants to Top Executives Have Been Backdated or Manipulated? [read post]
14 Aug 2022, 9:05 pm by Khrystyna Bochkay
Examining the period of 2015-2020, we find that over 400 publicly traded U.S. companies communicated externally about their sustainability activities by using SASB standards. [read post]
10 Aug 2022, 7:07 pm
  The term “corporate social responsibility” is still widely used even though related concepts, such as sustainability, corporate citizenship, business ethics, stakeholder management, corporate responsibility, and corporate social performance, are vying to replace it. [read post]
8 Aug 2022, 2:29 pm by Kevin LaCroix
The hot topic in the financial press, the corporate world, and the legal arena these days is “ESG. [read post]
7 Aug 2022, 11:47 am by Bill Henderson
  He then used these graphs to take market positions, carefully recording each trade. [read post]
29 Jul 2022, 11:49 am by luiza
Like with Theranos, many of these whistleblowers have exposed corporate malfeasance in the world of financial fraud, reporting their complaints and concerns to the SEC under the SEC Whistleblower Rewards Program created under Dodd-Frank. [read post]
29 Jul 2022, 5:34 am by Brian Turetsky
  Amendments to the MLA in 2013 granted enforcement authority to the FTC and the other agencies specified in Section 108 of TILA, including the Federal Reserve Board, the Consumer Financial Protection Bureau, the Federal Deposit Insurance Corporation, the National Credit Union Administration, and the Office of the Comptroller of the Currency. [read post]
26 Jul 2022, 9:01 pm by William A. Birdthistle
SEC staff from several offices and divisions have issued public statements to address aspects of the transition and to raise awareness for industry participants and conducted outreach to trade groups and funds.[12]We also have participated in meetings for the Alternative Reference Rate Committee, or the ARRC, which is actively engaged in managing the LIBOR transition toward SOFR (the Secured Overnight Financing Rate), and whose members include other financial regulators and market… [read post]
10 Jul 2022, 6:25 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
10 Jul 2022, 6:25 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
Among small businesses that experienced a cyberattack, “37 percent suffered a financial loss, 25 percent filed for bankruptcy, and 10 percent went out of business” in the year following the breach. [read post]
30 Jun 2022, 4:02 pm by Cynthia Marcotte Stamer
The guilty plea to felony insider trading by former Apple, Inc. corporate secretary and director of corporate law Gene Levoff announced today reminds corporations and their leaders of the importance of ensuring their own insider trading controls are up-to-date and consistently followed.admitted engaging in an insider trading scheme that spanned five years, Attorney for the United States Vikas Khanna announc Levoff plead guilty by… [read post]
20 Jun 2022, 3:58 am by Dan Harris
In practice, Chinese bureaucrats and e-commerce customer service reps generally could care less about China’s WTO obligations. [read post]
17 Jun 2022, 6:27 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, June 17, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 10-16, 2022. [read post]
17 Jun 2022, 6:27 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, June 17, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 10-16, 2022. [read post]