Search for: "E*Trade Securities LLC"
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2 Dec 2019, 9:48 am
MAGGIE BAGS 5908955 DUAL REST 5908910 AMBITION WELLNESS 5906039 LABELINK 5908466 I II III 5908465 THREE FLOYDS DISTILLING COMPANY FFF I II III 5904320 TRADE LIFE 5904278 ICS CONTROLPRO 5904156 PILOTPRO 5904139 THE KING OF SHINE 5904073 5904001 T 5903713 COCO CARBON 5903580 AMBA-PMBC 5903579 AMBA-MCTC 5903578 AMBA-MMBC 5921229 EZ VFD 5908410 VB VERA BRADLEY 5908409 VB 5903422 NANOMATRIXX 5903396 SITNESSFITNESS 5905648 WAAH ORGANIC [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage… [read post]
13 Nov 2019, 7:54 am
The post The Next Wave of Securities Fraud Lawsuits Will Involve Climate Change appeared first on Zamansky LLC. [read post]
30 Oct 2019, 5:22 pm
The next day, on October 2, 2019, the CFTC announced it was settling charges against interdealer brokers BGC Financial, LP and GFI Securities, LLC for spoofing in the financial futures market. [read post]
30 Oct 2019, 5:22 pm
The next day, on October 2, 2019, the CFTC announced it was settling charges against interdealer brokers BGC Financial, LP and GFI Securities, LLC for spoofing in the financial futures market. [read post]
Terrible Ninth Circuit 230(c)(2) Ruling Will Make the Internet More Dangerous–Enigma v. Malwarebytes
19 Sep 2019, 11:06 am
” The majority explains: users selecting a security software provider must trust that the provider will block material consistent with that user’s desires. [read post]
18 Sep 2019, 9:52 pm
A version of this article originally appeared on Securities Docket. [read post]
13 Sep 2019, 8:00 am
Department of Homeland Security v. [read post]
16 Aug 2019, 6:00 am
Shipchandler, and Joan E. [read post]
5 Aug 2019, 7:56 am
Jefferies LLC acted as exclusive financial advisor to Navigant. [read post]
1 Aug 2019, 11:54 am
Nessim Mezrahi is co-founder and CEO of SAR LLC, a securities class action data analytics software company. ____ [1] “The Supreme Court’s Cyan Decision and What Happens Next,” posted by Michael S. [read post]
21 Jul 2019, 4:03 pm
Privacy & information Security blog had a post “FTC Seeks Comment on COPPA Rule”. [read post]
8 Jul 2019, 10:25 am
On December 30, 2017, Lax & Neville LLP commenced a Financial Industry Regulatory Authority (“FINRA”) arbitration claim on the Receiver’s behalf against Interactive Brokers and Kevin Michael Fischer, who is the head of Interactive Brokers LLC’s block trading desk. [read post]
24 Jun 2019, 7:44 pm
***************** Since the event-driven securities class action lawsuit against PG&E Corporation was filed one year ago, plaintiffs’ counsel have filed 211 securities class action complaints that allege violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act of 1934 against U.S. [read post]
20 Jun 2019, 9:36 am
Lex Machina now provides litigation analytics for 13 federal practice areas (antitrust, bankruptcy, contracts, copyright, employment, environmental, ERISA, insurance, patent, product liability, securities, trademark, and trade secret, as well as for the Delaware Chancery Court. [read post]
18 Jun 2019, 6:42 am
In KT4 Partners LLC v. [read post]
17 Jun 2019, 2:17 pm
For this reason, we list Clocktower Law LLC as the administrative/billing contacts and GiantPeople LLC as the registrant/technical contacts. [read post]
24 May 2019, 5:37 am
” These concerns have led the company itself to acknowledge that, “[W]e may never become profitable . . . [read post]
22 May 2019, 11:25 am
The Federal Trade Commission is working on permanently closing the company. [read post]
22 May 2019, 3:56 am
The SEC also concluded that the voting rights of the DAO Token holders were limited, noting, “[e]ven if an investor’s efforts help to make an enterprise profitable, those efforts do not necessarily equate with a promoter’s significant managerial efforts or control over the enterprise. [read post]
