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1 Dec 2012, 5:19 pm
That seems bad and is going to kick all of the newly registered private equity and real estate private equity funds out of the end-user exemption.On top of that, there is a de minimis exemption from registration under the terms of Rule 4.13(a)(3). [read post]
1 Dec 2012, 5:19 pm
That seems bad and is going to kick all of the newly registered private equity and real estate private equity funds out of the end-user exemption.On top of that, there is a de minimis exemption from registration under the terms of Rule 4.13(a)(3). [read post]
4 Nov 2013, 12:08 am
On October 30, 2013, the SEC announced another whistleblower bounty award under the Dodd-Frank whistleblower program. [read post]
6 Jul 2018, 10:00 am
QWRs are governed by the Real Estate Settlement Procedures Act (RESPA). [read post]
28 Mar 2011, 5:00 am
Is Real Estate a Security? [read post]
2 Dec 2011, 4:03 pm
We also welcomed MarketsReformWiki to JD Supra this week: "The financial markets are facing hundreds of rule changes from the Dodd-Frank Act, as well as from the European Union and across Asia. [read post]
11 Apr 2011, 12:12 pm
Dodd, 111 Wn.2d 174, 178-79, 759 P.2d 455 (1988); Taylor v. [read post]
25 Jan 2017, 9:51 am
In doing so, CitiMortgage violated the Real Estate Settlement Procedures Act, and the Dodd-Frank Act’s prohibition against deceptive acts or practices. [read post]
8 Feb 2016, 11:27 am
Who Should Attend: Real Estate Attorneys. [read post]
25 Jul 2012, 8:19 pm
Investment advisers registering with one or more states must complete Form ADV and also Part 1B.Form ADV had been significantly revised by the SEC in 2011, largely to carry out the provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
13 Aug 2012, 4:58 am
Here's what the CFPB says about its proposal: We are proposing rules on mortgage servicing to implement new laws in the Dodd-Frank Act. [read post]
28 Oct 2010, 10:15 am
The fight concerned disclosure of records relating to CalPERS’ investment in a private real estate fund. [read post]
9 Oct 2014, 10:09 am
ABS are financial securities backed by loans, leases or receivables against assets other than real estate and mortgage-backed securities. [read post]
9 May 2007, 11:48 am
State of Indiana (NFP) Richard Dodd v. [read post]
3 Jan 2011, 9:37 pm
The complete schedule of workshops is as follows:Jan. 11, 2011Topic: Housing Options for Seniors: Independent Market Housing,Subsidized/Low-Income Housing, Supportive Housing, AssistedLiving and Residential CarePresented by Seniors Outreach and Resource Centre Interior HealthTime and Place10:00am to NoonTrinity Baptist Church1905 Springfield RoadJan. 17, 2011Topic: Your Rights as a Tenant:The Residential Tenancy Act and How it Protects RentersPresented by TRAC – Tenant Resource & Advisory… [read post]
9 Jan 2012, 9:21 pm
Although the rule became effective February 27, 2012, the net worth prohibition actually took effect back in July 2010 when President Obama signed off on the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2009. [read post]
6 Apr 2012, 6:00 am
Under the Dodd-Frank Wall Street Reform Bill, whistleblowers are protected from employer retaliation and may be entitled to as much as 30 percent of the recovery if the information provided leads to a successful action. [read post]
15 Oct 2018, 5:24 am
The civil penalties adjusted annually by the CFPB are the Tier 1-3 penalties set forth in Section 1055 of Dodd-Frank, as well as the civil penalties in the Interstate Land Sales Full Disclosure Act, Real Estate Settlement Procedures Act, SAFE Act, and Truth in Lending Act. [read post]
27 Mar 2012, 7:00 am
Under the Dodd-Frank Wall Street Reform Bill, whistleblowers are protected from employer retaliation and may be entitled to as much as 30 percent of the recovery if the information provided leads to a successful action. [read post]
7 May 2012, 1:18 pm
The term "Service Provider" is defined in Section 1002(26) of the Dodd-Frank Act as "Any person that provides a material service to a covered person in connection with the offering or provision by such covered person of a consumer financial product or service. [read post]
