Search for: "Exchange Bank"
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6 May 2008, 5:15 am
Meeting stock exchange requirements is mandatory for most listed companies. [read post]
24 Jul 2022, 6:30 am
On 17 June 2022, Norges Bank Investment Management (NBIM) responded to the Securities and Exchange Commission (SEC)’s consultation on proposed rules to enhance and standardise climate-related disclosures for investors. [read post]
24 Jul 2022, 6:30 am
On 17 June 2022, Norges Bank Investment Management (NBIM) responded to the Securities and Exchange Commission (SEC)’s consultation on proposed rules to enhance and standardise climate-related disclosures for investors. [read post]
23 Jun 2011, 7:00 am
Under the terms of the reported deal, Swiss and European banks would avoid prosecution in exchange for paying a fine, exiting their undeclared offshore banking businesses for Americans, and turning over a list of client names to the Internal Revenue Service (IRS). [read post]
13 Nov 2017, 3:03 am
[Brian Feinstein, Chicago via CL&P] A different way to encourage more prudent home lending practice, scale back FDIC coverage [Scott Sumner] Tags: banks, Dodd-Frank, mortgages, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
25 Jan 2019, 7:01 am
” Texas: The Texas Department of Banking issued in January 2019 a revised Supervisory Memorandum, which in part states as follows. [read post]
4 Oct 2019, 9:27 am
As a result, the payments could vary each month based on the exchange rate between Złotys and Francs set by the bank. [read post]
18 Nov 2011, 5:00 am
The WSJ noted that a broker (Auerbach Grayson & Co.) has begun to make shares on the Palestinian Stock Exchange available to large investors. [read post]
15 Jul 2019, 2:18 pm
On July 9, the Federal Deposit Insurance Corporation (FDIC), the Federal Reserve Board, the Commodity Futures Trading Commission (CFTC), the Office of the Comptroller of the Currency (OCC) and the Securities and Exchange Commission (SEC) adopted a final rule that excludes community banks from the Volcker Rule, which restricts banking entities from engaging in proprietary trading and from owning, sponsoring or having certain relationships with hedge funds or private… [read post]
13 Dec 2023, 3:06 pm
A bank that becomes an FDIC member will get deposit insurance, but it must follow FDIC rules in exchange for this benefit. [read post]
24 Dec 2013, 8:08 am
With enrollment in the new Federal and State Health Insurance Exchanges, which the Obama Administration calls “Marketplaces” lagging and Americans attempting to use the Federal and state Exchange enrollment platforms continuing to experience technical “glitches,” the Obama Administration is extending again the deadline for Americans who want to get health coverage offered through the Exchanges to begin January 1, 2014. [read post]
4 Feb 2010, 11:38 am
Securities and Exchange Commission's probe over its Merrill Lynch acquisition. [read post]
8 Oct 2014, 9:05 pm
[Elisabeth de Fontenay, Regulation (PDF) via Matthew Feeney] Albany lawprofs on board with scheme to expropriate underwater mortgages through eminent domain and compensate just 60 percent of face value [SSRN, earlier] Transparency in whistleblowing: we’ll see what the SEC wants us to see [Daniel Fisher] Tweet Tags: banks, corporate governance, Department of Justice, Securities and Exchange Commission, terrorism, whistleblowersBanking and finance roundup is a post… [read post]
12 Feb 2014, 8:05 pm
[Bainbridge] “It’s Time To Grill the Federal Reserve About Bitcoin” [Ira Stoll] Tweet Tags: banks, Delaware, Securities and Exchange Commission, securities litigationFinancial and banking roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
9 Oct 2018, 6:00 am
According to Deutsche Bank, the incidence of zombie companies worldwide may be on the decline in 2018 due at least in part to rising interest rates. [read post]
2 Apr 2012, 1:22 pm
The bank allegedly routed the transactions through OneChicago, an electronic futures-trading exchange, representing to the company that the trades were “arms length transactions” because the subsidiaries had “separate account controllers. [read post]
17 Apr 2014, 9:05 pm
Circuit panel partially overturns SEC conflict minerals law [Bainbridge, more, more, Adler, earlier] Dodd-Frank vs. small banks, cont’d [Todd Zywicki] A failing grade for new Financial Stability Oversight Council? [read post]
25 Sep 2023, 6:01 am
The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. [read post]
29 Sep 2021, 2:40 pm
The Securities and Exchange Commission today charged Jose Luis Casero Sanchez, a Spanish national and former Senior Compliance Analyst who worked in the Warsaw, Poland office of an international investment bank, with insider trading in advance of at…Read the Full Press ReleaseHave a securities law question? [read post]
16 Dec 2014, 9:05 pm
Tweet Tags: banks, Delaware, Dodd-Frank, Elizabeth Warren, extraterritoriality, Operation Choke Point, Securities and Exchange Commission, taxesBanking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
