Search for: "Finance Industry Corporation"
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4 Mar 2024, 10:00 pm
Need to comply with the Corporate Transparency Act (CTA)? [read post]
2 Jun 2020, 8:46 am
Hear how they bootstrapped and built the company from scratch, why Sunak sees contract management as so vital to corporations, and where he sees the industry heading. [read post]
12 May 2022, 7:59 pm
Renee Jones, the director of the SEC’s Division of Corporation Finance stated that most of these “no-action” requests concerned shareholder proposals about disclosures regarding corporate governance and discrimination, among other ESG topics. [read post]
4 Apr 2008, 5:53 am
Dealers are stuck with inventory that is aging and that they are paying for every day with floor planning finance rates that are eating into profits. [read post]
3 Aug 2021, 9:30 pm
This article follows attorney Leon Kaplan and his role in negotiating the paradoxical motivations of corporate finance and radical art that defined New Hollywood. [read post]
6 Jul 2020, 8:30 am
Broadly speaking, the funding industry includes before- and after-the-event insurance products along with other solutions to alleviate risk. [read post]
6 Oct 2014, 4:38 pm
In short, the conference is a comprehensive overview of current issues that industry tax, corporate finance, merger and acquisition, accounting and legal personnel need to understand. [read post]
3 Mar 2007, 5:53 am
Another issue that arose was public financing of research to address technological solutions. [read post]
29 Oct 2021, 11:44 am
FINRA Chair Murray Ironically Argues Against Self Regulation (BrokeAndBroker.com Blog)SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud (SEC Release)Penfield Man Going To Prison For Bilking Investors Out Of Hundreds Of Thousands Of Dollars (DOJ Release)Shareholder Proposals: Staff Legal Bulletin No. 14L (SEC Division of Corporation Finance)Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L (Statement… [read post]
22 Jun 2023, 9:54 am
The Corporate Transparency Act (“CTA”) was enacted as part of the National Defense Authorization Act for Fiscal Year 2021. [read post]
25 Oct 2017, 12:56 pm
Since corporate rate cuts are rarely ever self-financing, finding effective pay-fors are among the most important policy considerations. [read post]
1 Jun 2018, 2:08 pm
Regulatory Approval Regulatory approval requirements vary, industry to industry and can often arise in international or cross-border transactions. [read post]
5 Sep 2019, 3:00 am
Campaign Finance California: “California Democrat Halts Fundraising Amid Scrutiny into Donations from Industry He Regulates” by Hannah Wiley for Sacramento Bee New Mexico: “Residents to Weigh in on Democracy Dollars Proposal This Fall” by Jessica Dyer for Albuquerque Journal Rhode Island: “A Small Campaign with a Six-Figure Problem” by Edward Fitzpatrick for Boston Globe Washington: “Some Corporate Donors Turn Away from Washington… [read post]
15 Jun 2018, 6:42 am
On June 14, 2018, Bill Hinman, Director of the SEC’s Division of Corporation Finance, delivered a speech to an industry conference providing additional insights into how SEC staff analyze crypto assets under the Supreme Court’s Howey test. [read post]
15 Aug 2012, 10:29 am
Our first piece, Special Purpose Acquisition Corporations: A Public View of Private Equity, forthcoming in the Delaware Journal of Corporate Law, traced the evolution of the form from a contract design perspective. [read post]
13 Sep 2011, 7:43 am
"It's kind of a crazy market and it kind of depends on what business cycle your industry is in," said Coleman Mayes, executive vice-president and general counsel with Allstate in Northbrook, Ill. [read post]
9 Dec 2022, 12:10 pm
What Happened The Division of Corporation Finance of the Securities and Exchange Commission (“SEC”) issued a sample letter on December 8, 2022, highlighting considerations that public companies that are in, or connected to, the crypto industry should keep in mind as they prepare their public disclosures, spanning the description of business, management’s discussion and analysis (“MD&A”) and risk factor disclosures. [read post]
27 Apr 2016, 11:49 am
The securities lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against former National Securities Corporation (National Securities) broker John Labarca (Labarca). [read post]
26 Nov 2023, 9:01 pm
This conference will gather speakers from academia, the judiciary, and the legal and finance industries to explore relevant issues in M&A and corporate governance. [read post]
1 May 2024, 4:24 am
Shaping the Future As the effects of climate change intensify, the intersection of law, finance, and corporate governance around sustainability will only deepen. [read post]
