Search for: "Financial Asset Securities Corporation"
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14 Nov 2023, 9:01 pm
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies, the second highest amount in SEC history, after the record-setting financial remedies ordered in fiscal year 2022. [read post]
14 Nov 2023, 9:04 am
In FY 2022, “the most common complaint categories reported by whistleblowers were Manipulation (21%), Offering Fraud (17%), Initial Coin Offerings and Cryptocurrencies (14%), and Corporate Disclosures and Financials (13%),” according to the agency. [read post]
13 Nov 2023, 9:05 pm
Identifying Potential Risks Consistent with the proposal, the Analytic Framework notes that the FSOC’s monitoring for potential risks to financial stability may cover an “expansive range of asset classes, institutions, and activities. [read post]
13 Nov 2023, 5:05 am
AXA Art Insurance Corporation v. [read post]
10 Nov 2023, 9:44 pm
Because the business entity is not legally separate from the owner, personal assets are at risk if the business faces a lawsuit, bankruptcy, or financial trouble. [read post]
9 Nov 2023, 6:49 am
This is typically required when opening new bank accounts or securing corporate financing. [read post]
8 Nov 2023, 9:05 pm
Although CITs, like mutual funds, may hold shares of public companies and exercise the corporate voting rights afforded such shares, CITs are not subject to the securities law requirements to publicly disclose their voting records or to give fund investors voice in fund governance. [read post]
8 Nov 2023, 5:43 pm
” In divorce cases, anyway, there needs to be a better way to review and admit financial data where the assets or the corporate structures in which they reside are complex. [read post]
7 Nov 2023, 9:05 pm
Machine Learning algorithms can make informed decisions about credit risks and asset management. [read post]
7 Nov 2023, 12:27 pm
A Corporate Secretary can be a valuable asset to a corporation as it grows. [read post]
5 Nov 2023, 10:11 am
Discussion As I noted in a recent post (here), one of the more provocative ongoing discussions in the world of corporate and securities litigation these days is whether everything and anything can be turned into a securities fraud allegation. [read post]
3 Nov 2023, 8:24 am
Financial accounts: Bank accounts (checking and savings), investment accounts (stocks, bonds, etc.), and any other financial assets need to be identified. [read post]
3 Nov 2023, 4:00 am
Trump’s Classified Documents Case Schedule May Be Delayed, Judge Cannon Says MSN – Perry Stein and Devlin Barrett (Washington Post) | Published: 11/1/2023 The judge overseeing Donald Trump’s indictment for allegedly mishandling national security secrets suggested she might push back the planned trial timeline, as courts wrestle with the growing complexity of juggling four separate criminal cases and an ongoing civil trial against the former president. [read post]
2 Nov 2023, 1:30 pm
Federal agency, to obtain BOI for authorized activities related to national security, intelligence, and law enforcement. [read post]
2 Nov 2023, 6:30 am
Related research from the Program on Corporate Governance includes The Illusory Promise of Stakeholder Governance (discussed on the Forum here) and Will Corporations Deliver Value to All Stakeholders? [read post]
2 Nov 2023, 6:30 am
Related research from the Program on Corporate Governance includes The Illusory Promise of Stakeholder Governance (discussed on the Forum here) and Will Corporations Deliver Value to All Stakeholders? [read post]
2 Nov 2023, 4:00 am
This one is simple: maximize your earnings, minimize your risks and secure your greatest assets – be they contracts, intellectual property, real estate or skilled employees. [read post]
1 Nov 2023, 2:40 pm
The government does not intend to capture cryptoassets which are specified investments that are already regulated, which includes security tokens representing debt or equities. [read post]
31 Oct 2023, 12:23 pm
Critics argue that the Texas Two-Step enables "profitable, solvent corporations to delay mass tort litigations and potentially secure bankruptcy discounts. [read post]
31 Oct 2023, 11:41 am
The Securities and Exchange Commission has charged charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. [read post]
