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Many financial intermediaries provide “credit-sensitive” financial services—the effective delivery of these services depends on the credit-worthiness of the provider. [read post]
23 Sep 2021, 2:32 pm by Daily Record Staff
Murray has been in the financial services industry for more than 30 years. [read post]
25 Jul 2022, 8:29 am by Daniel Barry, Brittany Batts
The New York Department of Financial Services (DFS) issued its 2021 Update on New York Domestic Insurers’ Management of the Financial Risks from Climate Change, analyzing 2021 survey responses from the National Association of Insurance Commissioners (NAIC) Climate Risk Disclosure Survey or alternatively the Task Force on Climate-Related Financial Disclosures (TCFD). [read post]
12 Oct 2009, 5:00 am
  We take some time to examine the recent actions of the United Kingdom’s Financial Services Authority (FSA). [read post]
26 Feb 2019, 6:00 am by Bob Ambrogi
In business since 1985, Orion is a full-featured financial management, firm management and practice management system designed for mid-sized law firms. [read post]
13 Oct 2009, 5:01 am
This blog recently addressed “Reforming remuneration practices in financial services,” a Policy Statement (PS) issued by the United Kingdom’s Financial Services Authority. [read post]
31 Mar 2023, 7:40 am by Simon Lovegrove (UK)
Final Report – Guidelines on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services. [read post]
24 Apr 2018, 1:05 pm by Glen P. Trudel
., on this podcast posted today discussing third-party vendor risk management concerns of financial institutions and service providers. [read post]
30 Aug 2016, 1:26 pm by Daily Record Staff
Smith will provide administrative and operational support to financial advisers. [read post]
17 Feb 2015, 7:52 am by Alan S. Kaplinsky
For a complete description of the event and to register, visit PLI’s 20th Annual Consumer Financial Services Institute page. [read post]
21 Nov 2014, 1:56 pm by Laura Orr
The Consumer Financial Protection Bureau (CFPB) has an excellent Library Resources website for librarians who manage their library’s programming, websites, and research and reference services. [read post]
21 Nov 2014, 1:56 pm by Laura Orr
The Consumer Financial Protection Bureau (CFPB) has an excellent Library Resources website for librarians who manage their library’s programming, websites, and research and reference services. [read post]
21 Nov 2017, 12:41 pm by Daily Record Staff
Brotman Financial Group, Inc., a Timonium-based financial services firm which offers wealth management services to multi-generational families, was given the 2017 Business Philanthropy Award in the small business category from the Maryland Chamber of Commerce during the annual Association of Fundraising Professionals’ National Philanthropy Day Awards Nov. 17 at the Baltimore Marriott Waterfront Hotel. [read post]
9 Jan 2020, 8:00 am by Len Feltoon
Having access to good advice makes budgeting more manageable, and Countrywide Pre-Paid Legal Services offers it. [read post]
21 Aug 2018, 6:49 am by Adam D. Maarec
ET, Ballard Spahr will conduct a webinar, “More Than Just Fintech: What Are the Important Takeaways for All Consumer Financial Services Providers from Treasury’s Sweeping Report? [read post]
30 Oct 2014, 10:18 am by Joann Needleman
The Consumer Financial Services Blog - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services lawsThe much anticipated fall issue of the Consumer Financial Protection Bureau’s Supervisory Highlights report was released yesterday. [read post]