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20 Jul 2012, 11:33 am
Securities and banking industry representatives told a House panel that they support legislation, HR 2827, to clarify the scope of the statutory and regulatory framework for the registration of municipal advisors pursuant to Section 975 of the Dodd-Frank Act. [read post]
28 Aug 2015, 6:07 am
Meanwhile, Senate Banking Committee Chairman Richard Shelby (R-AL) is advancing the “Financial Regulatory Improvement Act of 2015,” which seeks to amend a number of provisions of Dodd-Frank. [read post]
11 Aug 2018, 6:45 am
This post is based on a Fried Frank memorandum by Mr. [read post]
13 Oct 2022, 12:27 pm
Nelson, and (2) the amendments to the NBA in the Dodd Frank Wall Street Reform and Consumer Protection Act did not change this analysis. [read post]
27 Jul 2010, 9:50 am
--Related: - On JD Supra: Finance & Banking Center - On LinkedIn: Finance & Banking Law- On Facebook: Finance Law - On Twitter: Finance & BankingLawyers, join your colleagues on JD Supra. [read post]
20 Dec 2010, 3:26 pm
Many US attorneys have started receiving letters from their IOLTA providing banks that the IOLTA accounts no longer receive unlimited FDIC insurance as they had since enactment of the FDIC's Transaction Account Guarantee Program. [read post]
1 Nov 2016, 3:10 am
[Mark Calabria] How the Swiss–American Chamber of Commerce sees FATCA, the overseas banking law vexing expats and legitimate business overseas [American Swiss Foundation] Tags: banks, CFPB, Dodd-Frank, FATCA, securities litigation, Switzerland Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
5 Apr 2011, 7:40 am
It is designed, first, to better regulate the risk of the principal instruments (primarily, derivatives) and institutions (such as the largest banks) of contemporary finance; and, second, to reduce the damage in the event one of these systemically important institutions fails. [read post]
17 Jan 2014, 6:04 am
On December 10, 2013, the Federal Deposit Insurance Corporation (the “FDIC”) proposed for public comment a notice (the “Notice”) describing its “Single Point of Entry” (“SPOE”) strategy for resolving systemically important financial institutions (“SIFIs”) in default or in danger of default under the orderly liquidation authority granted by Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the… [read post]
9 Jul 2016, 6:32 am
Large banks will be less constrained in returning capital to shareholders based on this year’s Dodd-Frank Act Stress Test (DFAST). [read post]
18 Jun 2014, 1:00 pm
The Dodd-Frank Act was undoubtedly a thorough re-working of the regulatory paradigm for banks and other financial institutions. [read post]
19 Jun 2011, 9:29 am
In a letter to the SEC Chair Mary Schapiro, he noted that the registration of banks offering traditional banking products to municipalities was not the focus of Section 975 of Dodd-Frank and was not intended by Congress. [read post]
21 Aug 2013, 3:39 am
Lighting a Fire Under Dodd-Frank Implementation? [read post]
8 May 2023, 12:53 pm
While some would like to attribute SVB’s failure to the Dodd-Frank rollbacks under the Trump administration, others suggest the collapse was due to faulty management decisions by the bank leadership. [read post]
26 Apr 2011, 12:23 pm
In a statement filed with the House Capital Markets Subcommittee, the American Bankers Association expressed grave concerns over the risk retention regulations proposed by the SEC and banking agencies to implement Section 941 of Dodd-Frank. [read post]
26 Jun 2012, 6:23 am
Boyden Gray suggested might be the way to go - that Dodd-Frank violates the nondelegation doctrine. [read post]
26 Dec 2013, 4:32 pm
“The Federal Reserve Board on Tuesday approved a final rule clarifying the treatment of uninsured U.S. branches and agencies of foreign banks under section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, commonly known as the swaps push out provision. [read post]
5 Sep 2024, 7:10 am
On 4 September 2024, the European Central Bank (ECB) published a speech by a member of its executive board, Frank Elderson. [read post]
15 Jan 2013, 10:34 am
It is likely that Congress will pass Dodd-Frank technical corrections legislation this year, said OCC Thomas Curry, adding that some corrections will be a bit more substantive than technical. [read post]
18 Jun 2012, 12:16 pm
Small Branches May Not be Subject to Cross-Border Dodd-Frank EnforcementOverseas branches of U.S. banks with less than 5% of the bank’s aggregate notional swap business may be excluded from having to comply with the Dodd-Frank Act’s collateral and clearing requirements, sources say. [read post]
