Search for: "Frank Chang" Results 221 - 240 of 8,117
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
30 Dec 2010, 4:25 pm by James Hamilton
The Dodd-Frank Act creates an equivalent program, running for 2 years beginning January 1, 2011, but makes several changes, including a more narrow definition of a covered account. [read post]
21 Jun 2007, 4:29 am
SEC Chairman Chris Cox is on the receiving end of a letter sent by House Financial Services Committee Chairman Barney Frank and nine other members of Congress. [read post]
8 Jun 2016, 12:52 pm by Barbara S. Mishkin
Mishkin Republican Congressman Jeb Hensarling, who chairs the House Financial Services Committee Chairman, released a summary of a bill to replace the Dodd-Frank Act. [read post]
2 Jun 2015, 4:36 pm by Sabrina I. Pacifici
These medium-sized companies are required to conduct annual, company-run stress tests–implementing a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act–with the results disclosed to the public for the first time this year. [read post]
15 Jul 2011, 12:33 am by Elan Mendel
Six months will provide the Commission with the opportunity to re-examine the status of final rulemaking in light of the changed regulatory landscape at the time. [read post]
27 Sep 2010, 5:44 pm by James Hamilton
The changes worked by Dodd-Frank also impact p00rovisions in the federal securities laws for brokers and dealers, which refer to Generally Accepted Auditing Standards (“GAAS”) and to specific standards under GAAS (including  related professional practice standards. [read post]
30 Mar 2009, 8:00 am
FRIED FRANK -- MEMO -- LAYOFFS Dear All, Over the past several months we have seen substantial changes in the U.S. and international financial markets which have adversely affected our clients and the legal community overall. [read post]
9 Sep 2010, 12:32 pm by Kara OBrien
Changes to SOX: The Dodd-Frank Act includes major expansion of SOX coverage in Sections 922(b) and 929A. [read post]
15 Jul 2011, 3:46 pm by James Hamilton
Absent legislative changes, the pay ratio requirement is slated to take effect after SEC implementing regulations are finalized. [read post]
In comments regarding the impact of this historic legislation, Timothy Geithner, Secretary of the Department of Treasury, noted that “By almost any measure, the U.S. financial system is in much stronger shape” than it was prior to enactment of Dodd-Frank. [1] However, a huge amount of change still lies ahead. [read post]