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3 Jun 2013, 7:28 am
Senator Frank Lautenberg dead. [read post]
31 Mar 2011, 9:12 am
As a result, I think we may see less innovation in the financial services industry than we otherwise would. [read post]
14 Jun 2011, 4:29 am
But it is interesting to consider the new pressure Dodd-Frank is putting on the problem. [read post]
11 Jul 2019, 6:00 am
” In 1996, Congress, among other things, sought to reallocate duties between federal and state securities regulators (See, Jim Hamilton, Securities Reform: National Securities Markets Improvement Act of 1996 Law & Explanation (1996), a Wolters Kluwer publication). [read post]
10 Feb 2010, 3:13 am
The officer testified that he did not see that it was relevant, but the defendant explained that it showed his innocent reason for going to the house. [read post]
17 Dec 2008, 3:57 pm
Founded by Columbia Law Profs Katherine Franke and Suzanne Goldberg, who, happily for FLP readers, will sometimes cross post here, see e.g.! [read post]
6 Dec 2019, 12:00 am
The week also sees moves for Goodwin, Fried Frank and Schillings. [read post]
13 Nov 2006, 6:51 am
Any fair-minded reader would see that I rejected his characterization of the "thrust" of the tort reformers' assertions. [read post]
23 Mar 2023, 7:04 am
Dodd-Frank is still on the books, but its prudential provisions are as good as dead. [read post]
28 Jul 2011, 6:14 am
This post is part of a series following the first anniversary of the Dodd-Frank Act which was July 21, 2011, other Dodd-Frank posts are available here. [read post]
25 Apr 2007, 3:30 am
Barney Frank, that conflicted anti-business Congressional crusader (see here and here) who is nevertheless challenging the federal government's ludicrous prohibition of internet gambling, has decided to introduce legislation to overturn the prohibition, and he thinks it has a chance of passing. [read post]
18 Sep 2011, 7:44 pm
Even if you don't agree with everything Bill has to say, I've always respected the fact that he's one of those people who tells it to you as he honestly sees it. [read post]
16 May 2011, 11:32 am
See 15 U.S.C. [read post]
2 Sep 2012, 3:10 pm
In a settlement involving complaints against Classmates.com, the judge agreed with the arguments of CCAF client (and George Mason lawprof) Michael Krauss, rapped class counsel’s knuckles with a $100,000 sanction for discovery tactics that amounted to harassment (see section III-D), and ordered a better deal for class members [PoL] And in yet another noteworthy case: “The Third Circuit Court of Appeals has rejected a settlement of a class action over potentially leaky Volkswagen… [read post]
24 Feb 2012, 4:05 am
See 76 Fed. [read post]
20 Jul 2010, 10:21 pm
In the Goldman Sachs case, Brandeis would see that the SEC got it just right. [read post]
28 Jul 2010, 5:21 am
., and my summaries of summaries of the Dodd-Frank bill took too long, here I’ll give the big overview of the bill as it may affect smaller public companies. [read post]
3 Jan 2017, 8:00 am
(See my recent post on an important choice-of-law issue brewing in the 9th Circuit). [read post]
3 Jan 2017, 8:00 am
(See my recent post on an important choice-of-law issue brewing in the 9th Circuit). [read post]
27 Jan 2011, 11:36 am
In a study mandated by Section 919C of Dodd-Frank, the GAO also urged the SEC to collaborate with state securities regulators to identify methods to better understand the extent of problems specifically involving financial planners and financial planning services, and take actions to address any problems that are identified. [read post]