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29 Apr 2022, 3:00 am by Doug Cornelius
“The Name’s Bond:” Remarks at City Weekby Chair Gary Gensler The fixed income markets may not, on the surface, seem like the most cinematic part of the financial system. [read post]
28 Apr 2022, 5:57 am by John Jascob
By Lene Powell, J.D.In remarks at City Week, SEC Chair Gary Gensler outlined targeted initiatives to improve transparency, resiliency, integrity, and access in fixed-income markets. [read post]
26 Apr 2022, 9:01 pm by Gary Gensler
It shifted the U.S. debt markets even more from the banking sector to the securities sector. [read post]
23 Apr 2022, 5:36 pm by Race to the Bottom
 Crypto accounts like BlockFi’s BIAs do offer greater reward than traditional bank accounts because of their higher interest rates. [read post]
22 Apr 2022, 9:30 pm by ernst
Congratulations to Lucy Salyer, University of New Hampshire, for winning the Gary Lindberg Award in UNH’s College of Liberal Arts, awarded annually to an outstanding teacher-scholar. [read post]
14 Apr 2022, 3:00 am by Liz Dunshee
In questioning by the Senate Committee on Banking, Housing and Urban Affairs in connection with his nomination as SEC Chair, Gary Gensler was asked by both sides about political spending disclosure. [read post]
13 Apr 2022, 6:23 am by Ryan Goodman
(R-TX) Kevin Brady (R-TX) Tony Gonzales (R-TX) Joe Wilson (R-SC) Barry Moore (R-AL) Robert Aderholt (R-AL) Dan Newhouse (R-WA) Mike Carey (R-OH) Blake Moore (R-UT) Doug Lamborn (R-CO) James Comer (R-KY) Gary Palmer (R-AL) August Pfluger (R-TX) Chris Stewart (R-UT) Ralph Norman (R-SC) Brad Wenstrup (R-OH) Ashley Hinson (R-IA) Beth Van Duyne (R-TX) Brian Babin (R-TX) Jim Banks (R-IN) Cathay McMorris Rodgers (R-WA) Tracey Mann (R-KS) House Resolution 1038 (introduced April 6,… [read post]
8 Apr 2022, 5:50 am
Strine, Jr., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
8 Apr 2022, 5:50 am
Strine, Jr., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
7 Apr 2022, 9:01 pm by Gary Gensler
[2] See Gary Gensler, “Statement on Exchange Act 10B and Rule 9j-1” (Dec. 15, 2021), available at https://www.sec.gov/news/statement/gensler-10b-rule-9j-1-20211215 [3] See Gary Gensler, “Statement on Public Dissemination of Security-Based Swap Transactions” (Feb. 16, 2022), available at https://www.sec.gov/news/statement/gensler-public-dissemination-sbs-transactions-202202 This statement was issued on April 6, 2022, by Gary Gensler, chairman of… [read post]
7 Apr 2022, 11:49 am by Geoff Schweller
If confirmed by the Senate, Lizárraga and Uyeda will join Democrats Chair Gary Gensler and Commissioner Caroline Crenshaw and Republican Hester Peirce. [read post]