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7 Feb 2024, 11:32 am by admin
Failure to follow a client’s direction, whether with good intentions or bad, is a breach of an investment broker’s fiduciary duty. [read post]
31 Mar 2008, 2:33 pm
Many of this group are relatively small investors who got into the preferred shares when the minimums fell from $100,000 to $25,000. [read post]
23 Jan 2022, 2:03 pm
  The Patels formed PL Hotel Group, LLC (PL) to hold title and listed the property for sale. [read post]
25 Oct 2011, 1:08 pm by Larry Ribstein
. * * * Those funds’ managers “will be punished, and rightfully so,” said Vidak Radonjic of the Beryl Consulting Group LLC, which advises investors on hedge funds. * * * “If they are having a bad year in that returns are down but can explain it in a way that convinces us they haven’t lost their discipline, then we might give them a pass,” said Sam Katzman, the chief investment officer of Constellation Wealth Advisors, which… [read post]
8 Jan 2018, 3:37 am by Carl Christensen
On October 31, 2017, Prime Storage Group acquired a storage facility in Brooklyn, NY from Madison Development LLC for $53 million.[9] Prime Group also acquired a few self-storage portfolios in Boston, Chicago and Atlanta with 678,000, 58,000 and 468,000 rentable square feet, respectively.[10] W.P. [read post]
11 Nov 2011, 9:01 am by Harrison
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
4 Jan 2016, 11:31 pm by Gene Takagi
Rise of Nonexempt (for-profit) Social Enterprises The Chan Zuckerberg Initiative LLC received much of the attention last year as a nonexempt alternative to a private foundation or donor-advised fund for social good giving. [read post]
3 Jul 2010, 9:13 pm by Victoria Ring
-The 713 Training Team Join our LinkedIn group: www.linkedin.com/companies/713training.com-llc Follow us on Facebook: www.facebook.com/pages/713Trainingcom/112903945407672 Follow us on Twitter: www.twitter.com/713Training QUESTION: I have a debtor that owns property that he is renting out to his son. [read post]
18 Oct 2017, 8:08 am by Matthew Odgers
Having a good credit qualifies you for lower interest loans. [read post]
10 Sep 2021, 6:17 am
Moehrke, and Norm Champ, Kirkland & Ellis LLP, on Monday, September 6, 2021 Tags: Derivative suits, Investment Company Act, Merger litigation, Mergers & acquisitions, Securities litigation, Securities regulation, Shareholder suits, SPACs, Special purpose vehicles Five Simple Rules for Post-IPO Pay Posted by Todd Sirras and Austin Vanbastelaer, Semler Brossy Consulting Group LLC, on Tuesday, September 7,… [read post]
30 Mar 2023, 6:52 am by The White Law Group
In each of these relationships, the fiduciary is expected to act in good faith, with loyalty, and in the best interest of the other party. [read post]
10 Nov 2008, 2:09 pm
  The district court in ASARCO LLC v. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
1 Nov 2023, 11:41 am by Filip Radzikowski
Freeport, like Masterworks, do not tokenize the objects themselves; Rather, they set up series LLC who acquires an artwork, via affiliated Freeport Curation LLC, which then becomes the series LLC’s primary asset and subject to investment under Tier 2 Regulation A of the Securities Act.[16] The tokens registered on the blockchain are just a corresponding visual representation of the ownership interest to a particular series, not conferring any rights that the… [read post]
21 Mar 2013, 6:50 am by Broc Romanek
"As long as activism can generate return above stocks in general and is seen as being analytically based and thoughtful, institutions are going to increasingly invest in activism as an asset class," said Gregg Feinstein, co-head of the mergers group at Houlihan Lokey, an investment bank that has recently ramped up its activist advisory practice. [read post]
19 Aug 2011, 2:56 am by SHG
© 2011 Simple Justice NY LLC. [read post]
27 Aug 2014, 5:48 pm by Allison Tussey
  Sethi, who was also the managing member of the Intercontinental Regional Center Trust of Chicago, LLC, will be arraigned on a date yet to be determined in U.S. [read post]
5 Jan 2010, 1:32 am by Hedge Fund Lawyer
. **** January 6-8 Sponsor: Opal Financial Group Event: Public Funds Summit Location: Scottsdale, AZ January 11-13 Sponsor: Infocast, Inc. [read post]