Search for: "Hedge Fund Attorney"
Results 221 - 240
of 2,106
Sort by Relevance
|
Sort by Date
4 Mar 2021, 10:00 pm
The New York attorney general on March 2 announced a $105 million New York False Claims Act settlement against an individual hedge fund manager and his firm for alleged tax evasion based on allegations originally brought by a whistleblower, calling it the largest recovery against an individual in the state statute’s 14-year history. [read post]
4 Mar 2021, 10:00 pm
The New York attorney general on March 2 announced a $105 million New York False Claims Act settlement against an individual hedge fund manager and his firm for alleged tax evasion based on allegations originally brought by a whistleblower, calling it the largest recovery against an individual in the state statute’s 14-year history. [read post]
4 Mar 2021, 10:00 pm
The New York attorney general on March 2 announced a $105 million New York False Claims Act settlement against an individual hedge fund manager and his firm for alleged tax evasion based on allegations originally brought by a whistleblower, calling it the largest recovery against an individual in the state statute’s 14-year history. [read post]
4 Mar 2021, 10:00 pm
The New York attorney general on March 2 announced a $105 million New York False Claims Act settlement against an individual hedge fund manager and his firm for alleged tax evasion based on allegations originally brought by a whistleblower, calling it the largest recovery against an individual in the state statute’s 14-year history. [read post]
4 Mar 2021, 10:00 pm
The New York attorney general on March 2 announced a $105 million New York False Claims Act settlement against an individual hedge fund manager and his firm for alleged tax evasion based on allegations originally brought by a whistleblower, calling it the largest recovery against an individual in the state statute’s 14-year history. [read post]
18 Feb 2021, 10:55 am
Vlad Tenev, Robinhood co-founder; Ken Griffin, hedge-fund manager at Citadel LLC; and Keith Gill, a trader known by the alias “Roaring Kitty” are some of the individuals testifying. [read post]
17 Feb 2021, 1:32 pm
It’s a dynamic involving retail investors…primarily moving the markets, creating short squeezes that hedge funds and sophisticated institutional investors are on the wrong side of apparently, and it is causing I think on some level market disruptions, and that is fair game for the SEC. [read post]
17 Feb 2021, 12:01 am
He reached historic settlements and fines with the four largest banks in the United States, and closed multibillion-dollar hedge funds for activities including insider trading. [read post]
16 Feb 2021, 12:39 pm
“There are also hedge funds and private equity funds. [read post]
8 Feb 2021, 6:36 am
At that point, one hedge fund company decided to get involved and backed the company. [read post]
2 Feb 2021, 8:26 am
Some of the common investments associated with selling away are: Promissory notes Unregistered securities Hedge funds Real estate investments Third-party investment advisor services Oil & gas partnerships Multi-level marketing Small business and startup investments Did You Invest With Nicholas Palumbo? [read post]
1 Feb 2021, 10:14 am
For a free consultation with a securities attorney, please call the offices at 1-888-637-5510. [read post]
29 Jan 2021, 12:39 pm
He invented a fictional investment in an Australian hedge fund, and he used funds from new investors to pay the old. [read post]
28 Jan 2021, 2:07 pm
Given that the trading price surge appears to have been in large part due to retail investors rallying to snub institutional investors (like hedge funds) who have been shorting these companies, and thus profit off of falling stock value, this limited trading restriction appears to benefit the Goliaths over the Davids. [read post]
8 Jan 2021, 1:37 pm
In related settlements, in October 2018, an investment manager agreed to pay $30 million, and in April 2017, a hedge fund sponsor and its top executives agreed to pay $40 million, all to resolve allegations that originated with a whistleblower that they had failed to pay millions in New York State income tax on performance-fee income. [read post]
5 Jan 2021, 6:48 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
30 Dec 2020, 7:19 am
Our Miami attorneys have significant experience representing investors for claims against financial advisors, stockbrokers, hedge funds and others for unsuitable investments, fraud and ponzi schemes. [read post]
24 Dec 2020, 3:00 pm
Investment advisors, brokers, brokerage firms, public and private companies, hedge funds, and scam artists can all engage in fraudulent practices that put individual investors’ portfolios at risk. [read post]
22 Dec 2020, 9:43 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
8 Dec 2020, 2:18 pm
From stockbrokers to hedge fund managers, these financial workers were simply in the wrong place at the wrong time. [read post]
