Search for: "Hester M. Peirce" Results 221 - 240 of 291
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12 Nov 2021, 3:30 am by David Lynn
The disclosure in the Form 10 opens with the statement: American CryptoFed DAO, LLC (“CryptoFed”) agrees with commissioner Hester M. [read post]
15 Nov 2019, 6:17 am
Evidence from Announcements by Institutional Shareholder Services Posted by Paul M. [read post]
14 Feb 2019, 3:00 am by John Jenkins
” But in a recent speech, SEC Commissioner Hester Peirce suggested that the agency should take more flexible approach when it comes to applying the Howey test to digital assets: While the application of the Howey test seems generally to make sense in this space, we need to tread carefully. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Cybersecurity, Investment advisers, Risk, Risk disclosure, SEC, Securities regulation Statement by Commissioner Peirce on Private Fund Advisers Proposal Posted by Hester M. [read post]