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Weekly Roundup: August 2–8, 2019
9 Aug 2019, 6:16 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Opportunities for Cross Border Cooperation in Regulation of Digital Assets
2 Aug 2019, 6:33 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: June 28-July 3, 2019
5 Jul 2019, 6:05 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
‘Lady on Board’ signaling may send mixed message, says SEC’s Peirce
3 Jul 2019, 3:30 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Baby on Board: Remarks before the Society for Corporate Governance National Conference
28 Jun 2019, 1:16 pm
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: June 21–27, 2019
28 Jun 2019, 6:07 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Scarlet Letters: Remarks before the American Enterprise Institute
24 Jun 2019, 6:13 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants
21 Jun 2019, 12:06 pm
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: June 14–21, 2019
21 Jun 2019, 6:42 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Announces Adam Glazer as Senior Advisor to the Director of the Division of Investment Management
17 Jun 2019, 12:23 pm by Astarita
Glazer has been counsel to SEC Commissioner Hester M. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Exchanging Views on Exchange-Traded Funds
14 Jun 2019, 6:21 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Commissioner Peirce shares thoughts on 25 years of ETFs
31 May 2019, 8:01 am by John Jascob
SEC Commissioner Hester M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: May 24-30, 2019
31 May 2019, 6:21 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
A Quarter Century of Exchange-Traded Fun!
30 May 2019, 6:18 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: May 17–23, 2019
24 May 2019, 6:01 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Sunsets, Russets, and Rule Resets
23 May 2019, 6:17 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: May 10–16, 2019
17 May 2019, 6:06 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Compliance Bricks and Mortar for May 17
17 May 2019, 3:00 am by Doug Cornelius
Reasonableness Pants Commissioner Hester M. [read post]
Compliance Building - http://www.compliancebuilding.com
How We Howey
13 May 2019, 6:27 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition
12 May 2019, 8:36 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov