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20 Nov 2023, 9:01 pm
Picard, the trustee sought to avoid andrecover a $20 million transfer of funds that Fairfield Sentry Limited — a feeder fund — obtained from BLMIS and transferred to the Public Institution for SocialSecurity (PIFSS), a Kuwaiti government agency. [read post]
17 Nov 2023, 5:26 am
Under the final rule, a PEC is broadly defined as a publicly traded or non-publicly traded company that collects capital investments from individuals or entities and purchases a direct or indirect ownership share of a provider. [read post]
17 Nov 2023, 4:40 am
The statement said the body of 19 year-old Noa Marciano, a corporal in the IDF, was located and transferred to Israeli territory. [read post]
14 Nov 2023, 9:04 am
The CFTC Whistleblower Fund Improvement Act raises this cap, which has not been changed since it was instituted in 2010. [read post]
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
13 Nov 2023, 9:05 pm
”[22] The Analytic Framework retains the non-exhaustive list of asset classes, institutions, and activities included in the proposal, but adds “private funds” to the list in response to “comments suggesting the addition of further examples. [read post]
13 Nov 2023, 4:07 am
I recently had the privilege of speaking to an audience of judges of the New York Supreme Court Commercial Division at Fordham Law School’s Eileen Bransten Institute on Complex Commercial Litigation. [read post]
10 Nov 2023, 9:02 am
OCC AND THE TCPA The main agencies tasked with implementing and policing compliance with the TCPA are the FCC and Federal Trade Commission (“FTC”). [read post]
10 Nov 2023, 6:00 am
But he concedes that this is a Herculean ask, and offers as a second-best alternative the creation of a new tech bureau within the Federal Trade Commission, which after a few years could be spun off into a separate agency. [read post]
9 Nov 2023, 10:08 pm
., were a corporation based in New York and owned the domain name www.hindustan.com. [read post]
8 Nov 2023, 9:01 pm
In the ISS EVA framework, Capital is defined as all assets used in business operations, net of trade funding from accounts payable and accrued expenses and after adjusting for accounting distortions. [read post]
8 Nov 2023, 4:00 am
See separate blog post – “FinCEN Issues Final Rule for Beneficial Ownership Reporting under the Corporate Transparency Act. [read post]
7 Nov 2023, 9:05 pm
Banks and Financial Institutions Need Further Clarity “Banks and financial institutions need further clarification in three areas,” says Irene Solaiman, policy director at Hugging Face, which conducts social impact research and leads public policy. [read post]
7 Nov 2023, 10:40 am
In the United States, both the Federal Trade Commission (FTC) and the U.S. [read post]
6 Nov 2023, 2:00 pm
At a minimum, the Executive Order has important implications for AI-related corporate risk management. [read post]
1 Nov 2023, 9:01 pm
In September 2023, it was reported that Japan’s Fair Trade Commission (JFTC) received a “rush” of leniency applications related to its ongoing investigation of the country’s top four property insurance companies for suspected collusion on premium prices for joint insurance contracts with corporate customers. [read post]
1 Nov 2023, 2:40 pm
Disclosure requirements are expected to be less prescriptive for venues which only admit institutional investors. [read post]
30 Oct 2023, 3:00 am
– Protect the democratic institutions and rule of law that companies depend upon to operate, compete, and thrive. [read post]
27 Oct 2023, 9:25 pm
Sufficient net worth – Intermediaries should also ensure that their clients (except institutional PIs and qualified corporate PIs) have sufficient net worth to be able to assume the risks and bear the potential losses of trading VA-related products. [read post]
