Search for: "Institutional Investor, LLC"
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8 Jul 2022, 6:29 am
Larcker (Stanford University), and Brian Tayan (Stanford University), on Thursday, July 7, 2022 Tags: Bankruptcy, Capital formation, Capital structure, Distressed companies, Hedge funds, Institutional Investors, IPOs, REITs The Proposed SEC Climate Disclosure Rule: A Comment from the Investment Company Institute Posted by Dorothy Donohue, Susan Olson, and Eric Pan, Investment Company Institute, on Thursday,… [read post]
7 Jul 2022, 9:01 pm
Counsel, LLC and Jeffrey Kirkpatrick, Rel. [read post]
6 Jul 2022, 7:03 am
This plan was subject to minimum terms and conditions, notably that the operating committee include individuals representing: (1) an institutional investor; (2) a broker-dealer with a predominantly retail investor customer base; (3) a broker-dealer with a predominantly institutional investor customer base; (4) a securities market data vendor; (5) an issuer of NMS stock; and (6) a person who represents the interests of retail investors. [read post]
4 Jul 2022, 9:01 pm
Chia, founder and president of Soundboard Governance LLC and a fellow at the Rutgers Center for Corporate Law and Governance. [read post]
23 Jun 2022, 12:54 pm
Emerson Equity, LLC, was the managing broker for GWG. [read post]
20 Jun 2022, 4:41 am
The articles’ authors, whom I’ve had the good fortune getting to know at annual meetings of the LLC Institute and who have guest posted on this blog (here and here) and spoke on my podcast (here), are among the leading authorities in the country on closely held business entities and, in particular, unincorporated entities including partnerships and LLCs. [read post]
17 Jun 2022, 7:36 am
For thousands of Celsius Network’s institutional investors as well as individual long-term investor customer deposits, these actions have caused them severe financial harm. [read post]
13 Jun 2022, 6:56 am
Robo advisers provide automated, software-based portfolio-management services and have become popular with savers and investors in recent years. [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
10 Jun 2022, 6:33 am
Securities and Exchange Commission, on Thursday, June 9, 2022 Tags: Capital markets, Information asymmetries, Investor protection, Retail investors, SEC, Securities regulation [read post]
8 Jun 2022, 9:01 pm
As I mentioned, the vast majority of retail marketable orders are flowing to wholesalers that pay for this order flow.[13] What’s more, this segmentation means that institutional investors, such as pension funds, don’t get to interact directly with that order flow. [read post]
7 Jun 2022, 3:29 am
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex and often better suited for sophisticated and institutional investors. [read post]
3 Jun 2022, 6:49 am
It remains to be seen whether the government’s latest moves will restore investor confidence in the economy. [read post]
2 Jun 2022, 7:30 pm
According to the news release, GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
27 May 2022, 6:31 am
Levin, The Activist Investor, on Wednesday, May 25, 2022 Tags: Institutional Investors, Proxy contests, Proxy voting, Securities regulation, Shareholder voting, Solicitation, Universal proxy ballots Nosedive: Boeing and the Corruption of the Deferred Prosecution Agreement Posted by John C. [read post]
27 May 2022, 6:31 am
Levin, The Activist Investor, on Wednesday, May 25, 2022 Tags: Institutional Investors, Proxy contests, Proxy voting, Securities regulation, Shareholder voting, Solicitation, Universal proxy ballots Nosedive: Boeing and the Corruption of the Deferred Prosecution Agreement Posted by John C. [read post]
23 May 2022, 5:45 pm
This case once again demonstrates that even the most sophisticated institutional investors, like pension funds, can become victims of wrongdoing. [read post]
21 May 2022, 11:11 am
Reg. 53.4945-4(a)(2)Recoverable grants are not defined in the regs, but Mission Investors Exchange defines them as “an agreement under which a grantee commits to repay a grant under certain circumstances, generally, if the project financed by the grantor is financially successful. [read post]
17 May 2022, 12:30 pm
” AGI US marketed and sold the strategy to approximately 114 institutional investors, including pension funds for teachers, clergy, bus drivers, engineers, and other individuals. [read post]
13 May 2022, 10:54 am
If you are structured as an LLC, and a serious investor comes along, be prepared to convert to a C-Corporation. [read post]
