Search for: "Investment Property Advisors, Inc."
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25 Sep 2018, 8:20 am
HIT is a non-traded real estate investment trust (REIT) focused on ownership of hotels and other lodging properties in the United States. [read post]
12 Sep 2018, 10:06 am
Before recommending investments in oil and gas and commodities related investments, brokers and advisors must ensure that the investment is suitable for the investor and conduct due diligence on the company in order to understand the risks and prospects of the company. [read post]
12 Sep 2018, 8:32 am
First, there must be reasonable basis for the investment recommendation based off the broker’s research and due diligence into the investment’s properties such as benefits, risks, tax consequences, and other relevant factors. [read post]
11 Sep 2018, 8:23 am
It primarily focuses on acquiring retail properties. [read post]
10 Sep 2018, 3:38 pm
He is a former chief of staff and senior legal advisor to an FCC commissioner. [read post]
7 Sep 2018, 6:57 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Thomas Sova (Sova), formerly associated with Hornor, Townsend & Kent, Inc. [read post]
6 Sep 2018, 6:07 am
Common due diligence looks into the investment’s properties including its benefits, risks, tax consequences, the issuer, the likelihood of success or failure of the investment, and other relevant factors. [read post]
31 Aug 2018, 6:09 am
From March 2003 to May 2009, Lofton was registered with UBS Financial Services inc. [read post]
30 Aug 2018, 5:15 am
(“HTI”), may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stock broker. [read post]
24 Aug 2018, 9:10 am
From August 2014 to October 2017, Mutter was registered with Investment Centers of America, Inc. [read post]
23 Aug 2018, 4:16 pm
Investors in Strategic Storage Growth Trust, Inc. [read post]
23 Aug 2018, 5:02 am
King & Associates, Inc. [read post]
22 Aug 2018, 6:28 am
First, an advisor must have a reasonable basis for the recommendation of the product or service based upon the broker’s research and due diligence into the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
2 Aug 2018, 12:51 pm
In addition, an advisor with poor personal finances may be incentivized to sell unsuitable or high commission products that may be recommended to generate high profits for the advisor at the expense of the client. [read post]
31 Jul 2018, 2:16 pm
Inc. [read post]
31 Jul 2018, 2:13 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Joseph Pratte (Pratte), formerly associated with Signator Investors, Inc. [read post]
29 Jul 2018, 1:46 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor James Knee (Knee), formerly associated with Voya Financial Advisors, Inc. [read post]
29 Jul 2018, 1:44 pm
Brokers must demonstrate due diligence by thoroughly researching the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
24 Jul 2018, 10:59 am
Brokers must demonstrate due diligence by thoroughly researching the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
23 Jul 2018, 10:54 am
From 1998 to 2008, Davig was a registered representative with Triad Advisors, Inc. [read post]
