Search for: "JP Morgan Securities, Inc."
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18 Dec 2007, 5:10 pm
JP Morgan Securities Inc. says it will pay $500,000 to settle charges that it failed to disclose to regulators that it used and paid consultants to acquire a number of municipal securities offerings. [read post]
14 Dec 2007, 3:40 pm
And JP Morgan gets a $500,000 fine? [read post]
11 Oct 2007, 5:30 am
§ 1344, for knowingly executing schemes to defraud General Electric Capital Corporation (“GECC”) and JP Morgan Chase respectively. [read post]
11 Oct 2007, 5:30 am
§ 1344, for knowingly executing schemes to defraud General Electric Capital Corporation (“GECC”) and JP Morgan Chase respectively. [read post]
9 Oct 2007, 3:32 pm
Other firms sanctioned included UBS Securities; Bear Stearns & Co.; Credit Suisse Securities (USA) LLC ; Banc of America Securities LLC; Goldman Sachs & Co.; JP Morgan Securities; Wachovia Capital Markets LLC; and Keefe, Bruyette & Woods Inc. [read post]
12 Apr 2007, 8:59 pm
According to Bloomberg, the trustee for the creditors of American Business is suing Bear Stearns, Credit Suisse, JP Morgan Chase, and Morgan Stanley, who underwrote and sold $3.6 billion of mortgage-backed bonds secured by mortgage loans originated by American Business between 2000 and 2003, pocketing $50 million in fees. [read post]
26 Feb 2007, 3:36 pm
GS Capital Partners, Lehman Brothers, Citigroup and Morgan Stanley intend to be equity investors at closing. [read post]
14 Feb 2007, 2:20 pm
Fairfax Media will still be attractive to private equity players even if its merger with Rural Press proceeds, according to broker JP Morgan. [read post]
23 Jan 2007, 11:42 am
According to an AP reporter, the SEC considered the request, although it had won tens of millions of dollars from Citigroup Inc., Merrill Lynch, and JP Morgan Chase & Co. because of their participation in the Enron Scandal in 2003. [read post]
