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21 Jun 2021, 6:14 am
One of the statements announced the reversal of a policy by former Chairman Jay Clayton; under the new policy, senior officers in the Division are authorized to approve the issuance of a Formal Order of Investigation. [read post]
11 May 2017, 7:30 am
Also as a result of the wider spreads, trading costs are higher for test group stocks. [read post]
13 Oct 2020, 3:04 am
There’s been more back & forth in our Q&A Forum about the new rules (see Topic #10,435) – thanks to Bass Berry’s Jay Knight and Goodwin’s John Newell for keeping the conversation going. [read post]
24 Oct 2017, 3:00 am
BlackRock recently issued this statement saying that it opposes the exclusion of companies with multi-class stock from major indexes. [read post]
7 Sep 2018, 6:00 am
(“Jay”) Lathen, Jr. [read post]
26 Jan 2012, 7:14 am
William Krause (who sits on at least four corporate boards) to $479,629 for Jay T. [read post]
23 Sep 2020, 3:03 am
Most companies that uplist also have stocks that trade less than $250,000 of stock per day. [read post]
5 Apr 2017, 12:54 pm
Indeed, Jay Clayton, whom President Trump has nominated to chair the SEC, recently stated that “[w]e have to reduce the burdens on becoming a public company. [read post]
6 Dec 2007, 8:26 am
The increase--the first in four years--stems in part from the 24 cases the agency brought over the alleged backdating of stock options. [read post]
3 Aug 2018, 6:10 am
IPO Governance Survey 2018 Posted by Michael Kaplan, Joseph Hall and Sophia Hudson, Davis Polk & Wardwell LLP, on Friday, July 27, 2018 Tags: Boards of Directors, Capital formation, Controlling shareholders, Dual-class stock, IPOs, Listing standards, Securities regulation, Shareholder voting, Small firms Gender Diversity and Board Quotas Posted by David A. [read post]
30 Aug 2011, 4:40 pm
Acts were a response to the stock market crash of 1929 after all. [read post]
1 May 2011, 6:36 pm
Word of mouth is the stock in trade for many smaller town attorneys. [read post]
7 Oct 2010, 4:23 am
” As Jay notes, there’s at least significant intelligent debate on these issues. [read post]
27 Jul 2015, 11:10 am
SUNRISE SENIOR LIVING SERVICES, INC., d/b/a BRIGHTON GARDENS OF TAMPA; JAI LARMAN; and CARLA RUSSO, Respondents. 2nd District.The Law Lady. [read post]
20 Sep 2021, 11:32 am
" The graphic and caption illustrate Robinhood's online article describing a market correction for tech stocks. [read post]
18 Sep 2009, 8:36 am
In 2007, Roberts was charged with several backdating counts relating to stock options. [read post]
5 Jun 2011, 4:34 pm
The point in this case is that the stock of the professional association is an asset of the Estate, but the funds of the professional association are a step removed from the Estate. [read post]
6 Sep 2012, 6:07 am
Investors also lack essential knowledge about more sophisticated concepts, such as the meaning of stocks and bonds; the role of interest rates in the pricing of securities; the function of the stock market; and the value of portfolio diversification… Perhaps a few decades ago this was less of a problem when big unions were at their most powerful position and big businesses were offering pensions to retirees. [read post]
6 Sep 2012, 6:07 am
Investors also lack essential knowledge about more sophisticated concepts, such as the meaning of stocks and bonds; the role of interest rates in the pricing of securities; the function of the stock market; and the value of portfolio diversification… Perhaps a few decades ago this was less of a problem when big unions were at their most powerful position and big businesses were offering pensions to retirees. [read post]
4 May 2009, 7:00 am
Mentors: Munjal Shah | Eugene Lee | Jay Jamison | Jen Shelby | Books and Records June 30th, 2009: Set-up accounting practices Description: Set-up an accounting system to grow with your needs. [read post]
