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14 Dec 2022, 3:30 am
– John Jenkins [read post]
13 Dec 2023, 9:05 pm
The assumption seems reasonable given that PitchBook does not report race. [read post]
9 Apr 2025, 1:56 pm
The FAQs further clarify that investment characteristics like yield or Sharpe ratios can be presented without net equivalents if the adviser satisfies specific requirements and the presentation does not mislead investors. [read post]
5 Oct 2010, 10:48 am
This is real guanxi and it clearly does matter for the investment banking business. [read post]
12 Mar 2017, 5:26 pm
The company circulated to investors (including the plaintiffs) a draft S-1 that the company had prepared for its “imminent” IPO. [read post]
25 Apr 2022, 1:39 pm
” The plaintiff alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
7 May 2010, 12:35 pm
On November 6, 2003, investors in Merck filed a class action alleging that Merck violated of Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. [read post]
4 Jan 2017, 3:55 pm
Every CA RIA that has discretionary authority over client funds or securities but does not have custody, must maintain at all times a minimum net worth of $10,000. [read post]
22 Apr 2025, 9:05 pm
Time Inc.,[9] perhaps in no small part because after Interco “Marty roared”).[10] These exit crises raise a common, though empirically difficult, question: How much does Delaware law (or changes or clarifications in Delaware law) affect the decision to incorporate inside or outside Delaware? [read post]
30 Nov 2022, 2:13 pm
Flamel Technologies, S.A., the court rejected the defendants’ attempt to rebut the Basic presumption by arguing that an analyst report discussing results from an adverse clinical drug trial was not corrective because the results had been previously available to the public.[10] The court explained that “Basic does not require a perfectly efficient market or require a court to draw purely academic and unfounded conclusions regarding the spread of information. [read post]
7 Nov 2019, 3:00 am
– John Jenkins [read post]
1 Sep 2009, 11:08 am
Some funds charge a marketing fee called the 12b-1 fee. [read post]
21 Aug 2012, 8:25 am
., Bonehead’s Peachtree, LLC, and Corporate John Does 1-10, Adv. [read post]
3 May 2018, 3:44 am
Introduction Before the passage of the Tax Cuts and Jobs Act of 2017 (TCJA),[1] the United States had a residence-based, “worldwide” corporate tax system which taxed global earnings of U.S. [read post]
22 Jan 2018, 4:18 pm
The Second Circuit’s opinion does not discuss that theory, even though the district court had invoked it to certify the class. [read post]
19 Sep 2018, 6:00 am
Suppose this company does not have any investment opportunities and so chooses to repurchase 50 shares at $10 each. [read post]
23 Nov 2018, 2:14 pm
Self-actualization is at the peak of Maslow’s famous pyramid of human needs.[10] Inventing something beautiful, easy to use, and which makes a difference to both investors and society are immensely important forms of self-actualization. [read post]
9 Oct 2017, 6:58 am
So what does this RICO business mean? [read post]
11 Oct 2022, 7:16 am
John Carney on July 27, that allows companies to also exculpate corporate officers. [read post]
13 Jun 2008, 3:36 pm
, which is slated for an Aug. 1 vote. [read post]
