Search for: "Lowe v. SEC" Results 221 - 240 of 519
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6 Apr 2021, 3:00 am by John Jenkins
That’s something courts have been concerned about for quite some time – for instance, here’s a quote from the 1st Circuit’s 1992 decision in Milton v. [read post]
27 Oct 2017, 2:16 am by CFM Admin
. **** SEC Matters: SEC Adopts Amendments to Form ADV and the Books and Records Rule. [read post]
1 Feb 2011, 7:25 am
Supreme Court in Leegin Creative Leather Products, Inc. v. [read post]
9 Apr 2017, 11:33 am by Giles Peaker
The FTTJ also drew attention to very low consumption of gas and electricity. [read post]
31 Aug 2011, 1:15 pm by Schachtman
Lowe’s Home Centers, Inc., 563 F.3d 171, 178 (C.A.6 2009); Westberry v. [read post]
11 Oct 2022, 6:37 am by John Jascob
Although not mentioned by the chamber’s comment letter, many of its remarks on specific climate-related topics could imply the Supreme Court’s recent decision in West Virginia v. [read post]
19 Dec 2016, 5:45 am by David Post
As VC readers know (see Eugene’s post here), the Supreme Court has agreed to hear the case of Lee v. [read post]
15 Jun 2020, 9:26 am by John Jascob
However, because the Commission has acknowledged that fiduciary duties may arise and state laws vary, customers could benefit from a uniform standard of conduct, said Berkovitz (Emily v. [read post]
12 Dec 2019, 7:04 am by John Jascob
The court held, however, that where a fraud complaint claims that statements were rendered false through the concealment of illegal activity, the underlying illegal acts must be pleaded with particularity, and the complaint failed to do so (Gamm v. [read post]
8 May 2019, 3:00 am by John Jenkins
Given that the SEC’s prescriptive disclosure regime is designed to capture all material disclosures necessary for an investment decision, the SEC staff appears to have carefully reviewed the content and bounds of IPO letters. [read post]