Search for: "Matter of Trader"
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12 Jan 2011, 5:00 am
‘[A]s a practical matter’ JCM runs the Janus family of funds. [read post]
20 Apr 2010, 2:31 pm
It was only a matter of time before another banker, lured by the prospects of riches, would get busted on allegations of stealing source code connected to a high-frequency, stock-and-commodities trading platform. [read post]
30 Dec 2023, 5:40 pm
Keynote: Justice and injustice in foreign judgments – does terminology matter? [read post]
27 Nov 2011, 11:49 am
The issuer’s traders determined the fair value of financial instruments, noted the Board, and non-trader personnel performed monthly procedures to verify if the traders’ fair values were reasonable.The price verifiers and the procedures differed depending on the type of financial instrument and its classification within the fair value hierarchy. [read post]
9 May 2012, 7:51 pm
Photo: Trader Tim/Flickr The FBI sees the anonymous Bitcoin payment network as an alarming haven for money laundering and other criminal activity — including as a tool for hackers to rip off fellow Bitcoin users. [read post]
2 Mar 2021, 1:05 pm
In 2018, New York accountant Shaun Greenwald pled guilty to conspiracy charges for helping trader Joseph Taub orchestrate a scheme to manipulate stock prices. [read post]
28 Jul 2019, 6:20 pm
” As a practical matter, most crypto traders are exempt from doing business in California if all they are doing is trading on their own account, regardless of the magnitude of the gain. [read post]
10 Oct 2010, 5:39 pm
(CIT 9-16-10) Slip Op. 10-105, has triggered rounds of applause among traders. [read post]
24 Apr 2010, 7:10 pm
Why does the reparations label matter? [read post]
19 Jun 2023, 4:52 am
”[4] Whether one is an NFT trader or not, knowing the common scams within the NFT market can help stay safe from them. [read post]
28 Oct 2009, 4:00 am
References: SEC Opinion 33-9076 In the Matter of Rodney R. [read post]
26 Mar 2012, 3:50 pm
In this litigation, an employee will likely invoke the First Amendment and the public interest (especially if the information in question implicates a matter of public debate or safety). [read post]
24 May 2017, 3:38 pm
Traders & Gen. [read post]
4 Nov 2014, 6:31 pm
In 2002, Congress passed the Sarbanes-Oxley Act in the wake of the collapse of Enron Corporation, once the world’s largest energy trader. [read post]
30 Aug 2023, 3:38 am
Trader Joe's has already used Cemex to seek a bargaining order from a union election it lost back in April. [read post]
16 Apr 2015, 3:18 pm
The trader's conduct must therefore be considered on the basis of a global assessment of all the relevant factors. [read post]
24 Mar 2020, 9:30 pm
This pathbreaking work explores the connection between trade and institutional change and shows why organizational innovation mattered to Europe’s economic emergence. [read post]
6 Jun 2013, 4:06 am
With regard to the passing off claim the court reiterated the onus upon Distell in the following terms: "Passing off occurs when one trader represents to the public that his goods or merchandise are of another trader...The applicant must allege and prove the requisite reputation, misrepresentation and damage. [read post]
14 Feb 2023, 11:46 pm
Making matters worse, hippos are also coveted by trophy hunters and traders for their body parts, specifically their ivory tusks. [read post]
27 Dec 2016, 5:00 am
Here, the CFTC said DRW had specific intent to set prices and that the agency’s theory of the case would not hinder other traders’ activities done “for the purpose of trading. [read post]
