Search for: "Matter of Trader" Results 221 - 240 of 1,412
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17 Nov 2020, 11:31 am by Jonathan
If you are a day trader who monitors the market four days a week and actively buys and sells securities, that does smell like work. [read post]
17 Nov 2020, 11:31 am by Jonathan
If you are a day trader who monitors the market four days a week and actively buys and sells securities, that does smell like work. [read post]
16 Nov 2020, 1:51 pm by Jacob Sapochnick
The E-2 visa is a treaty trader investor visa that allows foreign investors from select countries to invest in an existing or new business enterprise in the United States. [read post]
6 Nov 2020, 7:08 am by Shannon O'Hare
It is an EU onshore jurisdiction and in coming to Ireland parties must consider relevant laws and regulations relating to certain Irish legal and regulatory matters, along with any relevant tax issues, in connection with any particular transaction involving Irish assets. [read post]
2 Nov 2020, 10:51 am by Anna Salvatore
At this point, no matter what Russia does, Azerbaijan demands are rather clear and have been voiced over and over by the president Ilham Aliyev who won't back down until the demands made by Azerbaijan (in line with basic principles) are actually followed. [read post]
27 Oct 2020, 3:58 am by Adams Lee
  It doesn’t really matter whether Trump’s tariffs are called good, bad, fair, or ugly. [read post]
16 Oct 2020, 3:00 am by Jim Sedor
A hedge fund consultant’s assessment of the meeting spread through parts of the investment world and traders spotted the immediate significance: the president’s aides appeared to be giving wealthy party donors an early warning of a potentially impactful contagion at a time when Trump was publicly insisting the threat was nonexistent. [read post]
15 Oct 2020, 11:03 am by Stefan Kirmse
In both Crimea and Kazan, the overwhelming majority of Muslim Tatars were farmers or small-town craftspeople, traders, and day laborers, who did not to sit down and reflect on law or legal practice. [read post]
12 Oct 2020, 2:30 am by Nedim Malovic
It implies some interdependence between the factors taken into account, in particular the similarity between the signs and the goods or services covered, in the sense that a lesser degree of similarity between these goods or services may be offset by a greater degree of similarity between the marks, and vice versa (C-39/97, Canon).The average consumer of printed publications, clothing, or beer has no reason to believe that all trade marks that show scenes from football belong to one and the same… [read post]
9 Oct 2020, 10:28 am by Geoff Schweller
“This record-setting enforcement action demonstrates the CFTC’s commitment to being tough on those who intentionally break our rules, no matter who they are. [read post]
5 Oct 2020, 12:05 pm by David M. Ward
He wasn’t an attorney, he was a business owner, farmer, and commodities trader. [read post]
18 Sep 2020, 7:54 am by Bloomberg
Goldman Sachs sent some traders home from its Manhattan headquarters after at least one employee tested positive for COVID-19, according to people with knowledge of the matter. [read post]
15 Sep 2020, 9:19 am
For that matter, Overstock itself issued its Preferred Digital Dividend Shares at cryptosecurities. [read post]
11 Sep 2020, 9:26 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5434/securities-industry-commentator/Former Foreign Exchange Trader Sentenced To Prison For Price Fixing And Bid Rigging (DOJ Release)In the Matter of the Claims for an Award in Connection with Redacted (SEC Order Determining Whistleblower Award Claim)Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG… [read post]
10 Sep 2020, 10:24 am by Shannon Hill
The favorable August ruling resulted in increased stock values for both Bristol-Myers Squibb Co. and Pfizer Inc. as investors and traders responded favorably to the news and the possibility of continued market dominance. [read post]
9 Sep 2020, 1:02 am by Jan von Hein
The article thus pleads for a nuanced treatment of the subject matter by courts and legislators. [read post]
8 Sep 2020, 4:47 pm by INFORRM
The core aim in registering a trade mark is to acquire a monopoly right over a sign that distinguishes a trader’s goods or services from those of others. [read post]
8 Sep 2020, 9:39 am by Silver Law Group
He combines that knowledge with an understanding of how the SEC investigates these matters, having served as a former Senior Counsel in its Enforcement Division and as a Special Assistant U.S. [read post]
8 Sep 2020, 1:03 am
For FINRA, Relevant Is A Large Gray Pachyderm (BrokeAndBroker.com Blog)Request to regulate use of encrypted, un-monitored chatrooms by traders (SEC Public Petitions for Rulemaking)In the Matter of the Claim for an Award in Connection With REDACTED Notice of Covered Action (SEC Order Determining Whistleblower Award Claim)FINRA Arbitrators Grant Motion to Dismiss Finding Respondents Not Associated With Account/Conduct at IssueIn the Matter of the Arbitration Between Louis… [read post]