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22 Oct 2013, 10:47 am by Ron Friedmann
 Firms that do not keep up with their peers may be even more at risk. [read post]
18 Feb 2014, 6:37 am by Robert Ambrogi
A firm may […]The post Neudesic Pulse: Like a Law Firm’s Private LinkedIn appeared first on Robert Ambrogi's LawSites. [read post]
12 Apr 2010, 9:24 am by Gyi Tsakalakis
A directory’s performance in one location for a particular practice area, may be completely different for a different location and practice area combination. [read post]
26 Feb 2010, 5:11 pm by David Feldman
Many folks don’t realize that if a company that is public or going public uses a foreign auditing firm, even if that firm is registered with the US Public Company Accounting Oversight Board (”PCAOB”), if that firm has never filed anything with the SEC, the Commission staff first will require the firm to demonstrate its expertise, competency and knowledge of US accounting principles. [read post]
4 Sep 2018, 3:00 am by D Daniel Sokol
ABSTRACT: The maverick firm concept recognizes the fact that certain firms may be inherently different from their rivals. [read post]
This new briefing note, first published on Thomson Reuters Regulatory Intelligence on 3rd May 2022, looks at some of the hot topics for financial services firms in sanctions compliance, and highlights some of the broader issues that firms may need to consider. [read post]
In many cases, brokers and advisers may not even be aware of their contractual obligations regarding transitioning between firms because they don’t have a copy of the employment contract that they signed. [read post]
16 Mar 2023, 7:57 am by Chris Dreyer
This data may not always be correct or up-to-date, though. [read post]
10 Feb 2025, 9:00 am by Nick Ortiz
While larger firms may rely on volume, we rely on personalized service and a meticulous approach to achieve outstanding results. [read post]
Continue Reading › The post Structured Product Law Firm appeared first on Investor Lawyers Blog. [read post]
2 Dec 2013, 11:00 am by Ernest Badway
  According to the court, the dispute arose after plaintiff lost money on investments it made through the broker-dealer based on the advice of a defendant and his firm, a former FINRA member firm. [read post]
7 Sep 2010, 1:01 am by By DEALBOOK
Gartmore Growth Opportunities may be breaking away from its namesake hedge fund management firm, The Financial Times reported. [read post]
10 Nov 2011, 3:53 pm by Sara Randazzo
When it comes to litigation involving defunct law firms, clawback suits may be on the way out--of bankruptcy court, that is. [read post]
13 Mar 2024, 8:45 am by Jordan Rothman
Lawyers at a law firm may not want to assist another attorney who works at the same shop for numerous reasons. [read post]
2 May 2016, 2:00 pm by Legal Skills Prof
This is the opinion of the Committee on Ethics of the New York State Bar Association: A law firm may bill a client for work performed by a student-intern despite the fact that the law firm does not pay the... [read post]
12 Nov 2024, 2:30 pm by Staci Zaretsky
Lawyers may be struggling with the election results, but law firm leaders are keeping their reactions on the down-low. [read post]
23 Sep 2010, 6:06 pm by Editors
Things may be looking up for law firms across the pond. [read post]
4 May 2012, 3:13 pm by Ashby Jones
Embattled New York law firm Dewey & LeBoeuf LLP warned its employees on Friday that they could soon lose their jobs and the firm may shut its doors, diminishing hopes that the once-storied institution will survive. [read post]