Search for: "Merrill Lynch "
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11 Jun 2020, 7:29 am
Merrill Lynch, 2020 WL 2907676 (SDNY June 3, 2020). [read post]
9 Jul 2007, 3:06 pm
Equal Employment Opportunity Commission has sued Merrill Lynch & Co. [read post]
13 Mar 2009, 8:06 am
Lawyers for Merrill Lynch and Bank of America squared off in court Friday with the office of Attorney General Andrew Cuomo of New York over whether Merrill should be forced to reveal the names of its 200 top earners. [read post]
9 Nov 2017, 1:40 pm
Buck was a registered financial advisor with Merrill Lynch, Pierce, Fenner & Smith (“Merrill Lynch”), which since January 2009 has operated as a division of Bank of America. [read post]
27 Mar 2008, 7:29 am
Bernstein & Co., estimates that Merrill Lynch will write down an additional $4.5 billion on collateralized debt obligations ("CDOs"). [read post]
22 Jul 2010, 11:20 am
New York is suing Bank of America and its Merrill Lynch securities firm over the companies' merger and Merrill's subprime mortgage exposure. [read post]
3 Oct 2018, 9:45 am
The securities attorneys at Gana Weinstein LLP are currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merill Lynch) broker Charles Kenahan (Kenahan). [read post]
23 Oct 2009, 2:48 pm
On October 22, 2009, Missouri Secretary of State Robin Carnahan announced that Merrill, Lynch, Pierce, Fenner & Smith, Inc. [read post]
17 Aug 2009, 3:21 am
Defendant Merrill Lynch (and Merrill Lynch Global Private Equity Inc.), purchaser, told Plaintiff that the deal could only go through financially if Plaintiff took a fee of $1.5 million rather than the $7.15 million that it would get under the existing broker fee agreement. [read post]
25 Jan 2012, 11:38 am
A Merrill Lynch spokesman said the firm disagreed with the paneland#39;s decision. [read post]
19 Dec 2017, 10:43 am
FINRA says Merrill Lynch Deficiencies Related to Extended Settlement Transactions According to the Financial Industry Regulatory Authority (FINRA), the regulator has fined Merrill Lynch, Pierce, Fenner & Smith Incorporated $1.4 million. [read post]
4 Nov 2013, 8:34 am
As such, Massachusetts securities regulators fined Merrill Lynch $500,000 for “failure to supervise. [read post]
14 Feb 2019, 11:17 am
The post Former Merrill Lynch advisor Tom Buck sentenced appeared first on The White Law Group. [read post]
9 Nov 2007, 4:24 am
Merrill Lynch has put its Merrill Lynch Capital lending unit on the block, and the second round of bids is dominated by private equity firms, The Deal.com reported. [read post]
27 Jun 2012, 12:40 pm
(“Merrill Lynch Fined for Overcharging Customers,” Wall Street Journal). [read post]
1 Feb 2008, 4:43 am
Merrill Lynch late yesterday agreed to reimburse Springfield, Mass. for nearly $14 million in losses on risky investments its brokers sold to the struggling city in the southwestern corner of the state. [read post]
7 Nov 2007, 5:30 am
Citigroup and Merrill Lynch are in uneviable positions right now, scrambling to find new leaders at the same time. [read post]
15 Sep 2008, 5:46 pm
Bank of America is getting a lot of assets in its $50 billion acquisition of Merrill Lynch. [read post]
26 Mar 2008, 4:08 am
The embattled financial sector took another hit on Tuesday as JPMorgan Chase and UBS cut their earnings forecasts for Merrill Lynch and said they expect the Wall Street firm to disclose more write-downs. [read post]
18 Jan 2010, 8:00 am
The Commission's complaint alleges the failure of BofA to disclose substantial losses incurred by Merrill Lynch just before the shareholder vote on December 5. [read post]
