Search for: "National Capital Management, LLC"
Results 221 - 240
of 1,048
Sort by Relevance
|
Sort by Date
3 Dec 2021, 1:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Nov 2021, 6:08 am
Its shares are not listed and do not trade on a registered national securities exchange. [read post]
15 Nov 2021, 10:39 am
No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
15 Nov 2021, 10:39 am
No. 5499 (May 12, 2020) (alleging that the adviser, among other things, provided retail clients with misleading information regarding costs incurred by wrap-fee program clients); In the Matter of EDG Management Company, LLC, Investment Advisers Act Release No. 5617 (October 22, 2020) (alleging that the adviser failed to adjust quarterly management fee calculations to account for write downs); In re Retirement Capital Strategies Inc., Advisers Act Rel. [read post]
15 Nov 2021, 5:46 am
LLC, Morgan Stanley, and Allen & Company LLC were the joint book-running managers for the offering, with Needham & Company, Craig-Halllum, William Blair, KeyBanc Capital Markets, Raymond James, Barrington Research, Berenburg, and Northland Capital Markets as co-managers. [read post]
10 Nov 2021, 1:14 pm
LLC, Morgan Stanley, and Allen & Company LLC were the joint book-running managers for the offering, with Needham & Company, William Blair, KeyBanc Capital Markets, Raymond James, Barrington Research, Craig-Halllum, Berenburg, and Northland Capital Markets as co-managers. [read post]
3 Nov 2021, 12:34 pm
(CRD#:29087), Winter Haven, FL08/02/2018 – 06/20/2019, TAYLOR CAPITAL MANAGEMENT INC. [read post]
21 Oct 2021, 10:08 am
FINRA Files Complaint against Spartan Capital Securities, LLC According to the Financial Industry Regulatory (FINRA), its Department of Enforcement has filed a complaint against Spartan Capital Securities, LLC (CRD # 146251) in connection with its alleged failure to file or timely file amendments to Forms U4 and U5. [read post]
13 Oct 2021, 2:29 am
GPB Holdings II LP is a private placement fund sponsored by GPB Capital Holdings, LLC, a New York-based global asset management firm. [read post]
7 Oct 2021, 12:04 pm
Valuable Capital Limited, TFI Securities, The Benchmark Company, and Futures Limited were joint bookrunners for the offering with Maxim Group LLC, AMTD Global Markets, Boustead Securities LLC, Futu Inc,Fosun Hani Securities Limited, and US Tiger Securities Inc acting as co-managers. [read post]
5 Oct 2021, 8:54 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
1 Oct 2021, 8:47 am
“The Poynt acquisition brought deep payment tech including transaction cost managing. [read post]
1 Oct 2021, 8:47 am
“The Poynt acquisition brought deep payment tech including transaction cost managing. [read post]
29 Sep 2021, 10:40 am
Both private and public companies engage in private placements to raise capital. [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
22 Sep 2021, 12:53 pm
Christy McWilliams Jackson National Life Distributors LLC Kevin Nevin Dempsey Lord Smith, LLC Sandlapper Securities, LLC Antoine Rogers J.P. [read post]
22 Sep 2021, 8:26 am
The combined company, which will remain externally managed by Barings LLC, is expected to have approximately $2.2 billion of investments on a pro forma basis. [read post]
22 Sep 2021, 7:58 am
Morgan Securities LLC Christy McWilliams Jackson National Life Distributors LLC Kevin Nevin Demsey Lord Smith, LLC Sandlapper Securities, LLC Antoine Rogers J.P. [read post]
13 Sep 2021, 2:00 pm
For example, if you want to form ABC Capital, LLC, but there is already an ABC Capital, Inc., that would present a conflict making the proposed name unavailable. [read post]
9 Sep 2021, 9:33 am
Still others were more sanguine, and some were even enthusiastic at the prospect of empowering a new, international, multi-stakeholder organization, beholden to no national government, with authority to manage the network. [read post]
