Search for: "National Securities Clearing Corporation"
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6 Aug 2009, 7:04 am
Earlier this month, CDS Clearing and Depository Services (CDS), announced that participants of the New York Link service, which allows CDS participants to clear and settle exchange and over-the-counter trades with U.S. broker-dealers via the National Securities Clearing Corporation (NSCC), will have to satisfy additional collateral requirements as of November 1, 2009. [read post]
21 Nov 2018, 9:21 am
A platform that offers trading in digital asset securities and operates as an “exchange” (as defined by the federal securities laws) must register with the SEC as a national securities exchange or be exempt from registration. [read post]
18 Sep 2008, 4:41 pm
As the ripples of economic consequences created by the corporate greed that drove the reckless business risks undertaken expand, it is clear that ultimate accountability of the involved corporate leaders is imperative. [read post]
29 Nov 2021, 5:01 am
In 2016, the Bureau of Industry and Security added ZTE Corporation and affiliates to the Entity List, signaling a shift in the government’s willingness to designate large, multinational corporations to mitigate broader national security threats and further policy goals. [read post]
27 Mar 2020, 10:37 am
Coronavirus Aid, Relief, and Economic Security Act (CARES) passes with potential benefits for animal protection sector kblocher@hslf.org Fri, 03/27/2020 - 17:37 By Sara Amundson and Kitty Block The $2 trillion emergency stimulus bill that cleared Congress today carries important prospective benefits for the animal care and services sector. [read post]
8 Aug 2021, 7:01 am
International Security and CBDCs Requiring that banks verify the identity of participants in a transaction is a cornerstone of AML/CTF policies, but when applied to CBDCs, this policy could essentially force the creation of a national identity system that might include personal data, credit history, financial transactions and other sensitive information. [read post]
6 Dec 2021, 10:17 am
The compressed time frame could lead to a lower percentage of prime brokerage trades affirmed for timely settlement through the National Securities Clearing Corporation’s Continuous Net Settlement (CNS) system. [read post]
28 Feb 2013, 9:30 am
After all, Delaware’s corporate laws are the most flexible, its Chancery Court is the oldest in the country, and the abundance of business law precedent is clear. [read post]
27 May 2011, 6:48 am
Neither FINSA, nor the implementing regulations, defines “national security. [read post]
19 Oct 2017, 9:13 am
The Department of Justice (“DOJ”) was represented by Leonard Bailey, Special Counsel for National Security, Computer Crime and Intellectual Property Section (“CCIPS”). [read post]
5 Feb 2014, 11:52 am
It is not a member of the International Forum of Sovereign Wealth Funds.It is not clear whether this fund will succeed in its objectives. [read post]
7 May 2008, 7:08 am
Carey & Danis is a national law firm that represents individuals injured by America's largest corporations. [read post]
3 Dec 2010, 8:25 am
The national law should provide that any question with respect to any of the matters specified in paragraph 3 arising in relation to account-held securities should be governed by the national law of the country where the relevant securities account is maintained by the account provider. [read post]
16 Feb 2016, 7:45 am
No. 1 is, what are we doing in the Asia-Pacific region, where both North Korea and China pose threats to the national security of the United States. [read post]
4 May 2012, 1:32 am
However, it is registered as a Canadian federal corporation with its registered office and executive offices in Ontario. [read post]
17 Apr 2020, 4:22 pm
The Reserve Bank will be secured by all the assets of the SPV. [read post]
17 Oct 2018, 4:19 pm
Moreover, in addition to conducting the risk assessment, OCR regulatory guidance and guidance drawn from OCR’s civil monetary settlements resolution agreements and other enforcement and audit activities also make clear that in addition to conducting the enterprise wide risk analysis, HIPAA entities also need to be prepared to produce documentation that their organizations took appropriate and timely action to address the risks identified in the risk assessment in accordance… [read post]
19 Nov 2011, 9:21 pm
The investors argued that even as the funds explicitly said that preserving capital was a clear investment goal, the true objective was one of “high-risk, high-return. [read post]
6 Mar 2017, 4:26 pm
National Australia Bank, the U.S. [read post]
27 May 2011, 7:15 am
This paper, as the Board Member article notes, shows that “Nevada corporations posted accounting restatements twice as often as the national average from 2000-2008. [read post]
