Search for: "Officer Oxley"
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16 Apr 2007, 12:18 am
He says increased scrutiny over governance and an emphasis on accounting responsibility, spurred in part by the Sarbanes-Oxley Act in the United States, has made it vital for even small businesses to have a chief financial officer. [read post]
23 Jul 2010, 5:33 am
Gale alleged that he was terminated because he opposed decisions made by company officers relating to waste and misuse of corporate funds, and because he raised concerns regarding the alleged violation of SEC rules and regulations. [read post]
4 Aug 2014, 5:45 am
Alas, the long, slow plodding implementation of the Dodd-Frank Act can make us sometimes forget about the legislation that was implemented by the SEC in relatively short order − the Sarbanes-Oxley Act of 2002, and, in particular, the internal control provisions of SOX. [read post]
9 Jan 2012, 8:00 am
Lew Frankfort, Chairman of the Board and Chief Executive Officer, holds the longest tenure on the Board. [read post]
28 Oct 2006, 4:33 pm
Olson attributed the victory to, among several other factors, the impact of Sarbanes-Oxley. [read post]
18 Oct 2013, 9:00 am
The Illinois Wage Payment and Collection Act is not unusual in providing that an officer of a corporation can be found personally liable to an employee for violating the Act if the officer knowingly permitted the corporation to violate the Act. [read post]
11 Aug 2010, 4:37 am
This office will also handle inquiries about new products. 5. [read post]
15 Apr 2008, 9:01 am
But at least the opinion now makes even more clear what the state of Delaware law is for corporate officers and their fiduciary obligations. [read post]
12 Nov 2023, 9:01 pm
This scenario underscores the heightened responsibility CISOs have, especially when involved with Sarbanes-Oxley Act (SOX) certification processes. [read post]
16 Mar 2010, 7:11 am
For more information about The Employment Law Group® law firm’s Sarbanes-Oxley Whistleblower Practice, click here. [read post]
6 Jul 2021, 3:09 pm
DOL reports that an OSHA compliance officer visited Midvale on October 5, 2017. [read post]
6 Jul 2021, 3:09 pm
DOL reports that an OSHA compliance officer visited Midvale on October 5, 2017. [read post]
6 Jul 2021, 3:09 pm
DOL reports that an OSHA compliance officer visited Midvale on October 5, 2017. [read post]
6 Dec 2007, 8:26 am
At the same time, the agency is collecting less in fines and penalties from companies and corporate officers. [read post]
3 Sep 2006, 1:45 pm
Since Sarbanes-Oxley overwhelmingly gave the SEC plenary control over the PCAOB, concluded the Commission, it follows that PCAOB members are inferior officers and the SEC's appointment of them is constitutional. [read post]
31 Mar 2010, 11:00 am
Titled Up-the-Ladder Reporting Rules under Section 307 of Sarbanes Oxley: The practical realities of reporting material violations and the role of the Qualified Legal Compliance Committee, speakers will include: Rich Baer, Chief Administrative Officer and General Counsel, Qwest Communications; Frederick Baumann, Partner, Rothgerber Johnson & Lyons; Holly Stein Sollod, Partner, Holland & Hart; Theodore Banks, Of Counsel, Schoeman, Updike & Kaufman and former… [read post]
3 Jun 2013, 1:24 am
Those are the types of carriers that a director or officer wants on his or her side. [read post]
6 Nov 2014, 6:10 am
The conservation officer took Captain Yates into custody and charged him with violating the “Sarbanes-Oxley Act”, which relates to unlawful destruction of documents and “tangible objects. [read post]
24 Oct 2007, 8:24 am
In contrast, Canadian companies trading on U.S. markets have already been exposed to liability through U.S. regulatory reforms, most notably those implemented under Sarbanes-Oxley. [read post]
28 Jun 2010, 11:09 am
Provisions in the Sarabanes-Oxley Act of 2002 setting out the mechanism for removing a member of the Public Company Accounting Oversight Board violate the Constitution's separation of powers because they unduly restrict the president's constitutional authority over an inferior (as opposed to a principal) executive officer. [read post]
