Search for: "Oxley, in Re"
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15 Oct 2007, 5:15 am
In evaluating the time period for plaintiffs bringing an action under §14(a) of the Securities Exchange Act, the court In re Exxon Mobil Corp. [read post]
9 Apr 2009, 1:38 pm
In our paper, The Robustness of the Sarbanes Oxley Effect on the U.S. [read post]
20 Feb 2010, 4:41 am
This post is based on a Sullivan & Cromwell client memorandum by François Barrière, Gauthier Blanluet, Dominique Bompoint, Gérard Mazet, Richard Vilanova and Olivier de Vilmorin. [read post]
29 Apr 2024, 3:08 am
Sarbanes-Oxley Compliance The Sarbanes-Oxley Act (SOX) imposes stringent financial reporting and internal control requirements on publicly traded companies. [read post]
11 Jun 2007, 4:35 pm
If so, you're correct. [read post]
5 Oct 2009, 4:17 am
It's worth noting that Sarbanes-Oxley - adopted back in '02 - still hasn't been fully implemented even though we're up to our eyeballs in a new sea of regulatory reform. [read post]
8 Nov 2017, 8:34 am
You blow the whistle because you’re optimistic that the person you’re speaking truth to power to is going to listen and right the ship”. [read post]
10 Aug 2009, 7:02 am
They're not suing Mr. [read post]
16 Aug 2011, 10:54 am
“I would have a different view on worrying about whether you’re paid as much as the CFO or CEO. [read post]
30 Mar 2010, 10:51 am
If you think you’re immune then you’re fooling yourself. [read post]
16 Jan 2017, 5:00 am
We’re not employment attorneys either. [read post]
28 Nov 2007, 3:00 pm
I'm not going to re-post his post, but he says, "I think about these issues a lot because the most extreme sentence almost always involve some kind of trial penalty . . . . [read post]
1 Apr 2020, 3:08 pm
Natural gas and oil prices were low even before the coronavirus suppressed demand, and they’re now scraping the bottom of the barrel. [read post]
4 Aug 2010, 6:17 am
But here at Adam Smith, Esq., we're not into the business of pointing you towards resources and walking away. [read post]
3 Jan 2007, 8:59 pm
" Toll went too far, Kolbe said, by taking her concerns to Oxley. [read post]
1 Aug 2007, 5:15 am
Sure, Sarbanes-Oxley should have mandated an across-the-board review of all your securities and corporate governance practices, but how often does a Sarbanes-Oxley come down the pike? [read post]
10 Nov 2006, 1:29 pm
Sarbanes-Oxley). [read post]
13 Oct 2010, 8:46 am
FMR LLC that the Sarbanes-Oxley whistleblower protections apply to employees of private investment firms that operate and advise mutual funds. [read post]
22 Dec 2016, 9:26 am
One of those additional categories of disqualification comes from the Sarbanes-Oxley Act. [read post]
8 Mar 2017, 3:23 am
“Today, they’re more loyal to the company. [read post]
