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5 Jan 2023, 2:22 pm by Kevin LaCroix
Jeff LubitzJarett SenaIn the following guest post, Jeff Lubitz, Managing Director, ISS Securities Class Action Services, and Jarett Sena, Director of Litigation Analysis, ISS Securities Class Action Services, take a detailed look at the largest securities class action settlements of 2022, and in particular at the largest 10 U.S. securities class action settlements during the year as well as the largest non-U.S. settlements. [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2022 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
15 Dec 2022, 8:00 am by CFM Admin
Note that for SEC RIAs to private investment vehicles, a “client” for purposes of this rule refers to the vehicle(s) managed by the adviser and not the underlying investors. [read post]
15 Dec 2022, 4:00 am by CFM Admin
Note that for SEC RIAs to private investment vehicles, a “client” for purposes of this rule refers to the vehicle(s) managed by the adviser and not the underlying investors. [read post]
5 Dec 2022, 1:03 pm by Edward T. Kang and Kandis Kovalsky
After Accredo told the two charities that it planned to reduce the amount of donations in the following year, one of the two charities, Hemophilia Services, Inc. [read post]
25 Nov 2022, 2:37 pm by Arianna Morseau
Michigan Indian Legal Services, Inc RFP Call for Artists. [read post]
17 Nov 2022, 4:51 am by Rob Robinson
From its base in the Philadelphia area, Renovus manages over $1 billion across its sector-focused funds and other strategies. [read post]
11 Nov 2022, 1:00 pm by Arianna Morseau
Natural Resources Defense Council, Inc. [read post]
3 Nov 2022, 11:00 pm by Daniel Jin
Most aspects of private law are governed by federal statute or regulations issued by federal governmental authorities. [read post]
25 Oct 2022, 10:46 am by assoulineberlowe
Securities which are generally exempt include government bonds, agencies, municipal bonds, commercial paper, and private placements. [read post]