Search for: "Professional Accounts Management, LLC"
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11 Jan 2016, 11:12 am
Morgan wealth management subsidiaries who paid $267 million and admitted wrongdoing for failing to disclose conflicts of interest, including preference in discretionary wealth management accounts for proprietary mutual funds and hedge funds and for third-party-managed hedge funds that shared fees.Investment management firm F-Squared Investments, which paid $35 million and admitted wrongdoing, for defrauding customers through false performance advertising… [read post]
15 Sep 2015, 11:53 am
appeared first on Kitchens New Cleghorn, LLC - Attorneys at Law - Atlanta, Georgia – Randy New - Managing Partner; Jeff Cleghorn; Joyce Kitchens. [read post]
16 Jun 2016, 11:56 am
His management fee should have been .125% of assets under management to be assessed and paid quarterly, according to his investment offering statements. [read post]
28 Mar 2017, 9:14 am
She is also a Certified Public Accountant. [read post]
21 May 2008, 8:00 pm
Like partnerships, LLCs are simply owned by the members and/or the managers of the company. [read post]
Virtual Deal Room Usage Surges as Dealmakers Seek Efficiencies in Competitive Market | Business Wire
13 Nov 2007, 1:21 am
"These issues can be addressed by using a VDR with controlled access to the professionals needed to make the deal work. [read post]
29 Mar 2021, 10:46 am
In DR Distributors, LLC v. 21 Century Smoking, Inc., et al., United States District Judge Iain D. [read post]
29 Mar 2021, 10:46 am
In DR Distributors, LLC v. 21 Century Smoking, Inc., et al., United States District Judge Iain D. [read post]
29 Mar 2021, 10:46 am
In DR Distributors, LLC v. 21 Century Smoking, Inc., et al., United States District Judge Iain D. [read post]
19 Jun 2023, 7:41 am
Colorado about the definition of true threats online 303 Creative LLC v. [read post]
22 May 2009, 1:06 am
The US Securities and Exchange Commission is suing the defendants, which include Kiselak, who is now a money manager, his Texas-based investment firm Kiselak Capital Group LLC, Jeffrey Sykes, and Gemstar Capital Group Inc, a venture capital company. [read post]
17 Nov 2016, 8:38 am
Narayan, who managed money for professional athletes, allegedly siphoned more than $33 million from their accounts and invested their funds in a struggling online sports and entertainment ticket business called Ticket Reserve. [read post]
9 Oct 2023, 9:34 pm
Without professional legal advice, you could end up making a mistake that jeopardizes your LLC before it even gets started. [read post]
22 May 2012, 3:05 pm
These professional services include the practice of medicine, dentistry, law, accounting, architecture, and any other professional service that requires a license or registration by a state agency governing the profession. [read post]
25 Jun 2014, 8:49 am
According to the SEC, the firm’s founder and another individual later pocketed some of the transferred investor proceeds to enrich themselves.The SEC alleges that Weston Capital Asset Management LLC and its founder and president Albert Hallac illegally drained more than $17 million from a hedge fund they managed and transferred the money to a consulting and investment firm known as Swartz IP Services Group Inc. [read post]
20 Oct 2009, 10:11 am
On Monday, Erickson Retirement Communities, LLC and approximately 15 affiliates voluntarily filed for chapter 11 bankruptcy protection in Dallas. [read post]
8 Aug 2017, 2:30 pm
A fund may be in the form of Anguillan company, Intl business company, LLC, limited partnership, partnership, unit trust or protected cell company, protected cell accounts, segregated portfolio company, or segregated portfolio accounts. [read post]
16 Feb 2011, 2:22 pm
Kim and his hedge fund, Liquid Capital Management, LLC, were recently indicted on charges of grand larceny and felony violations of New York state securities fraud statutes by the New York district attorney’s office. [read post]
29 Apr 2024, 7:00 am
Professional Services: LA is a hub for architects, lawyers, accountants, and other professionals. [read post]
6 Feb 2014, 7:35 am
In January, 2009, Wife was wooed by Wachovia Securities, LLC to serve as a client financial advisor and a managing director of investments. [read post]
