Search for: "Registered Agents"
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1 Nov 2023, 2:40 pm
Intermediation activities The government plans to define a new set of regulated activities akin to those in the existing regulatory perimeter (e.g. dealing in investments as an agent). [read post]
1 Nov 2023, 8:46 am
Background Set to come into effect 180 days after the publication of the rule in the Federal Register, this notification requirement is treated as supplementing the amendments to the Safeguards Rule that were issued in December 2021. [read post]
30 Oct 2023, 7:08 am
Shell Companies Launderers registered as shell companies with no real operating premises, or activity is a major indicator of illegal money shuffling. [read post]
29 Oct 2023, 6:33 pm
Even buying a home can become challenging since real estate agents fear that selling a home to a sex offender may lower property values in the area. [read post]
29 Oct 2023, 1:15 pm
” But the plaintiff didn’t specifically discuss UM coverage with the agent. [read post]
28 Oct 2023, 3:03 pm
The defendant admitted that the vehicle was not registered, his license was suspended, and he had no insurance. [read post]
27 Oct 2023, 9:25 pm
– Where the VA-related product is a derivative product, intermediaries must comply with paragraphs 5.1A and 5.3 of the Code of Conduct for Persons Licensed by or Registered with the SFC, such as ensuring that the client understands the nature and risks of derivative products, etc. [read post]
27 Oct 2023, 2:27 pm
Such was the case this week in the NSA of all places, where a rogue systems engineer, who resigned in anger, tried to sell purloined documents to a Russian agent in exchange for cryptocurrency. [read post]
27 Oct 2023, 10:23 am
It provides a basic framework, including the organization’s name, purpose, initial directors, and registered agent. [read post]
27 Oct 2023, 10:07 am
is a registered Patent Agent in the MVS Biotechnology & Chemical Practice Group. [read post]
27 Oct 2023, 8:38 am
The Articles of Incorporation must contain: The corporate name The number of shares the corporation is authorized to issue The address of the corporation’s initial registered office and the name of the initial registered agent at said office The name and address of each incorporator Limited Liability Corporation A Limited Liability Corporation (LLC) is a type of corporation that protects the owners from debts and liabilities of the business. [read post]
27 Oct 2023, 2:18 am
This database will also replicate some of the items on the existing Database of Rogue Landlords and Property Agents. [read post]
25 Oct 2023, 10:04 pm
For example, an LLC must appoint a registered agent to accept official business documents. [read post]
24 Oct 2023, 7:57 am
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
24 Oct 2023, 7:41 am
” Smith also shared a Facebook post calling on Texans to take up arms against Haitian migrants and another one calling a Border Patrol agent maneuvering a horse toward a Black migrant with raised reins “Del Rio’s newest hero. [read post]
24 Oct 2023, 4:22 am
-Russian national, has been formally arrested in Russia and is being held in pretrial detention because she allegedly failed to register as a “foreign agent. [read post]
22 Oct 2023, 5:58 pm
Generally, a person provides a ‘financial service’ if they provide financial product advice, deal in a financial product, make a market for a financial product, operate a registered scheme, provide a custodial or depository service or provide a crowd-funding service. [read post]
22 Oct 2023, 4:08 pm
The webinar is complimentary, but you must register here. [read post]
20 Oct 2023, 4:17 am
Kurmasheva was arrested on Wednesday and charged with failing to register as a foreign agent, which carries a jail term of up to five years. [read post]
20 Oct 2023, 4:00 am
California – Orange Could Start Requiring Lobbyists to Register with the City MSN – Michael Slaton (Orange County Register) | Published: 10/12/2023 The Orange City Council is exploring whether to start requiring lobbyists to register and report their actions to the city. [read post]
