Search for: "Registration Private (3)"
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30 Dec 2010, 5:10 am
Maunsbach, New Technology, new problems and new solutions – Private International Law and the Internet Revisited Group 3 – Family law – Adults J. [read post]
31 Jan 2014, 5:15 am
The SEC charged a Manhattan-based private equity manager and his firm with stealing $9 million from investors in their private equity fund. [read post]
18 Jan 2018, 6:45 am
The following terms are defined for purposes of the private fund adviser exemption: "private fund adviser," "qualified client," "qualifying private fund," "3(c)(1) fund," "3(c)(7) fund," and "venture capital fund. [read post]
5 Oct 2009, 4:00 am
The half is the proposal from the Obama administration: Private Fund Investment Advisers Registration Act of 2009. [read post]
24 Nov 2020, 11:48 am
” Section 3(a)(4) of the Exchange Act, 15 U.S.C. [read post]
8 Jun 2010, 5:00 am
The House’s Wall Street Reform and Consumer Protection Act would not exempt private equity firms from registration and they would be subject to the custody rule. [read post]
13 Feb 2013, 3:34 am
Online Registration for the 2013 UK IVR Annual Conference - Legal Theory and Legal History: A Neglected Dialogue? [read post]
14 Feb 2011, 1:22 pm
The proposed rule would also require hedge fund and other private fund managers that are currently exempt from registration as commodity trading advisors (“CTAs”) because they only advise funds that are exempt under CFTC Rules 4.13(a)(3) and 4.13(a)(4), to register as CTAs with the CFTC and become members of the NFA. [read post]
17 Mar 2016, 10:35 am
In contrast, Overstock's Form S-3 contemplates multiple private keys to be held by Overstock, the ATS, and the broker-dealer for the offering, DriveWealth. [read post]
15 May 2009, 4:00 am
Chanos, Chairman, Coalition of Private Investment Companies Ms. [read post]
4 Feb 2021, 9:05 pm
Registrar Corp., a Hampton, VA-based private company that helps businesses complying with FDA regulations, reports 59,420 fewer food facilities were registered with FDA in January 2021 than in December 2020. [read post]
6 Jul 2012, 3:48 pm
He noted that while changes to Reg D Rule 506’s offerings would broaden the world of private securities, the greater threshold now provided for issuer registrations under the 1934 Securities Exchange Act has “significantly” reduced the impetus for going public. [read post]
14 May 2009, 3:57 am
I published an article in today's Jakarta Post: Law 27/2007 enables private ownership of coastal zones through a system called HP-3 (which governs the right to commercialize coastal waters). [read post]
22 Nov 2020, 5:00 pm
We are glad to announce that registration for the first (Virtual) Seminar of the European Association of Private International Law (EAPIL) is now open. [read post]
18 Dec 2016, 4:42 am
Click here for the programme, and here for registration details. [read post]
28 Jan 2011, 6:49 am
Journal of Private International Law Conference 2011 (Milan) – Programme and Registration The editors of J.Priv.Int.L are very pleased to announce that... [read post]
8 Oct 2020, 7:11 am
By John Filar AtwoodThe SEC voted 3-2 to propose a limited, conditional exemption from broker registration requirements for "finders" who assist issuers with raising capital in private markets from accredited investors. [read post]
27 Oct 2010, 5:00 am
With the removal of the 15 client rule exemption from registration with the SEC, many private funds are going to have to comply the custody rule Rule 206(4)-2. [read post]
17 Jan 2020, 12:11 am
Registration will be possible until March 30th. [read post]
14 May 2010, 2:21 am
Forum May 3, 2010). [read post]
