Search for: "SEC CORPORATION v. United States"
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5 May 2017, 6:00 am
United Bhd. of Carpenters v. [read post]
27 Jul 2013, 3:40 pm
On 24 July 1981, respondent sought a decree from the United States District Court for the Southern District of Florida to protect the customers of corporation-one, a Securities Corporation, a broker-dealer and a member of respondent. [read post]
27 Nov 2017, 7:35 am
On Tuesday, Nov. 28th the United States Supreme Court will hear oral argument in Digital Realty Trust v. [read post]
25 Aug 2019, 2:28 pm
Sec. [read post]
12 Sep 2022, 8:35 am
The United States Chamber of Commerce has consistently rated Delaware’s legal system as number one year after year. [read post]
26 Nov 2024, 9:05 pm
The second largest operating unit at the SEC is the Division of Examinations, which has requested 1,267 positions (1,156 FTEs),[9] for which $594,330,000[10] is earmarked in the Budget Justification. [read post]
21 Oct 2018, 2:06 pm
. ****************************** The United States Supreme Court held in Santa Fe Industries, Inc. v. [read post]
14 Apr 2024, 9:05 pm
The case – SEC v. [read post]
11 Jul 2024, 9:24 am
The case of Farmer-Paellmann v. [read post]
14 Nov 2024, 9:05 pm
They also will benefit from a separate rule we adopted unanimously to update information regarding brokers’ execution quality.[19] Corporate Governance Roosevelt and Congress when enacting our securities laws also gave a role for the SEC to play with regard to corporate governance.[20] Time and again, subsequent Presidents and Congress have added to those laws.[21] Thus, to better promote trust in our capital markets, we’ve adopted a number of rules regarding… [read post]
5 Aug 2011, 6:25 am
In Morrison v. [read post]
20 Jun 2024, 9:01 pm
In the United States, we’ve long had transactions in mutual funds generally settle in one day. [read post]
11 Oct 2017, 12:00 am
In Olagues v. [read post]
2 Mar 2011, 12:47 pm
In United States v. [read post]
14 Mar 2024, 9:08 am
[2] See Senators Wiener & Stern Respond to Governor Pausing Funding To Implement Landmark Climate Laws | Senator Scott Wiener (ca.gov) [3] Chamber of Commerce of the United States of America, et al. v. [read post]
8 Sep 2022, 3:34 pm
Which SEC Filings Will Need to Include Pay Versus Performance Disclosure? [read post]
24 Sep 2010, 7:00 am
SEC v. [read post]
23 May 2012, 11:36 am
(Photo credit: Wikipedia)In The Swatch Group Management Services Ltd. v. [read post]
23 Nov 2011, 2:43 am
On September 19, 2011, the Ninth Circuit Court of Appeal issued an important closely watched opinion, styled Sherman v. [read post]
29 Nov 2017, 4:23 pm
The introduction of these new units portends an eventual uptick in cases involving retail investors and cyber issues. [read post]
