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25 Sep 2015, 5:00 am by Randi Morrison
However, as discussed in Proskauer’s blog, in a fairly concurrent case, the US District Court for the Central District of California, in Jennifer Davies v. [read post]
19 Mar 2015, 3:40 am by Broc Romanek
Here’s news from Davis Polk’s Ning Chiu: The SEC announced a whistleblower award of nearly half a million dollars to a former company officer whose report of misconduct resulted in an SEC enforcement action. [read post]
19 Jan 2015, 3:52 am by Broc Romanek
As noted in this memo, the SEC took a similar approach in ’07 with Hewlett-Packard’s shareholder proposal after the AFSCME v. [read post]
13 Jan 2015, 3:57 am by Broc Romanek
For some SEC-related precedent, consider the 1988 Eighth Circuit case – Antoniu v. [read post]
4 Sep 2014, 4:32 am by Broc Romanek
Also check out these industry-specific recaps of conflict mineral reporting from Deloitte… Debate: Safe Harbors v. [read post]
4 Sep 2014, 3:19 am by Kevin LaCroix
[v]   The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
Supreme Court’s 1974 decision in American Pipe & Construction Co. v. [read post]
Rouhandeh, head of the Litigation Department and a member of the Management Committee at Davis Polk & Wardwell LLP, and is based on a Davis Polk client memorandum. [read post]
5 Jun 2014, 4:36 am by Broc Romanek
Just in time for the SEC’s 80th birthday (tomorrow is 80 years since the ’34 Act was signed into law), comes this news from Paul Weiss (we will be posting memos in our “SEC Enforcement” Practice Area): Yesterday, the United States Court of Appeals for the Second Circuit issued a significant decision in SEC v. [read post]
14 May 2014, 6:46 am by Doug Cornelius
Graham Order Granting Motion to Dismiss (.pdf) SEC Complaint SEC v. [read post]